MINDSPEED TECHNOLOGIES, INC 4

Accession 0001224370-06-000080

CIK 0001224370operating

View on SEC.gov Company Profile

Filed

Nov 12, 7:00 PM ET

Accepted

Nov 13, 5:35 PM ET

Size

51.1 KB

Accession

0001224370-06-000080

Insider Transaction Report

Form 4

Period: 2006-11-08

MINDSPEED TECHNOLOGIES, INCMSPD

STITES THOMAS A

Senior Vice President

Transactions

Sale
Common Stock
2006-11-09$1.70/sh−5,400$9,180→ 40,600 total
Other
Stock Option (Right to Buy)
2006-11-09−8,299→ 24,899 total
Exercise: $1.80From: 2002-03-30Exp: 2011-03-29→ Common Stock (8,299 underlying)
Other
Stock Option (Right to Buy)
2006-11-09−24,580→ 29,050 total
Exercise: $1.89From: 2003-06-27Exp: 2009-01-04→ Common Stock (24,580 underlying)
Sale
Common Stock
2006-11-09$1.81/sh−1,100$1,991→ 74,175 total
Sale
Common Stock
2006-11-09$1.80/sh−2,300$4,140→ 71,875 total
Sale
Common Stock
2006-11-09$1.68/sh−5,300$8,904→ 33,600 total
Sale
Common Stock
2006-11-09$1.67/sh−4,600$7,682→ 29,000 total
Sale
Common Stock
2006-11-09$1.79/sh−3,900$6,981→ 67,975 total
Sale
Common Stock
2006-11-09$1.77/sh−4,100$7,257→ 62,575 total
Sale
Common Stock
2006-11-09$1.73/sh−1,400$2,422→ 52,875 total
Sale
Common Stock
2006-11-09$1.82/sh−700$1,274→ 75,275 total
Other
Stock Option (Right to Buy)
2006-11-09−1,845→ 1,844 total
Exercise: $4.41From: 2003-06-27Exp: 2010-10-27→ Common Stock (1,845 underlying)
Sale
Common Stock
2006-11-09$1.74/sh−800$1,392→ 54,275 total
Sale
Common Stock
2006-11-09$1.66/sh−400$664→ 28,600 total
Other
Stock Option (Right to Buy)
2006-11-09−5,669→ 11,888 total
Exercise: $2.36From: 2001-02-10Exp: 2012-04-03→ Common Stock (5,669 underlying)
Other
Stock Option (Right to Buy)
2006-11-09−4,843→ 13,038 total
Exercise: $2.36From: 2001-07-24Exp: 2012-04-03→ Common Stock (4,843 underlying)
Sale
Common Stock
2006-11-09$1.75/sh−200$350→ 55,075 total
Sale
Common Stock
2006-11-09$1.71/sh−3,475$5,942→ 46,000 total
Other
Stock Option (Right to Buy)
2006-11-09−162→ 161 total
Exercise: $2.36From: 2003-06-27Exp: 2012-04-03→ Common Stock (162 underlying)
Sale
Common Stock
2006-11-09$1.78/sh−1,300$2,314→ 66,675 total
Other
Stock Option (Right to Buy)
2006-11-09−14,960→ 26,025 total
Exercise: $1.80From: 2002-03-30Exp: 2009-03-30→ Common Stock (14,960 underlying)
Disposition to Issuer
Common Stock
2006-11-08−2,625→ 75,975 total
Sale
Common Stock
2006-11-09$1.76/sh−7,300$12,848→ 55,275 total
Sale
Common Stock
2006-11-09$1.72/sh−3,400$5,848→ 49,475 total
Sale
Common Stock
2006-11-09$1.69/sh−1,700$2,873→ 38,900 total

Holdings

Common Stock
(indirect: By Savings Plan - CNXT)
1,987
Common Stock
(indirect: By Savings Plan - MSPD)
5,855

Footnotes (7)

[F1]Shares represent restricted stock previously awarded to provide performance emphasis and incentive compensation, which was not earned for fiscal year 2006.
[F2]Shares represent restricted stock previously awarded to provide performance emphasis and incentive compensation, which was earned for fiscal year 2006 and which was sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
[F3]Shares represented by Company stock fund units under the Conexant Systems, Inc. Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on the latest information furnished by the Plan Administrator. The shares represented by Company stock fund units under the Plan are held in the employee benefit plan trust established thereunder.
[F4]Shares represented by Company stock fund units under the Mindspeed Technologies, Inc. Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on the latest information furnished by the Plan Administrator. The shares represented by Company stock fund units under the Plan are held in the employee benefit plan trust established thereunder.
[F5]Since the date of the reporting person's last ownership report, options for this number of shares of the Company's common stock were transferred to the reporting person's ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by the ex-spouse.
[F6]Options become exercisable as to 1/3 of the option shares on this date and as to an additional 1/3 of the option shares on the first and second anniversaries thereof.
[F7]Options become exercisable as to 1/4 of the option shares on this date and as to an additional 1/4 of the option shares on the first, second and third anniversaries thereof.

Documents

1 file

4
sti278.xmlPrimary

Issuer

MINDSPEED TECHNOLOGIES, INC

CIK 0001224370

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001224370

Filing Metadata

Form type: 4
Filed: Nov 12, 7:00 PM ET
Accepted: Nov 13, 5:35 PM ET
Size: 51.1 KB

View on SEC.gov