4//SEC Filing
MINDSPEED TECHNOLOGIES, INC 4
Accession 0001224370-07-000018
CIK 0001224370operating
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 7:44 PM ET
Size
19.1 KB
Accession
0001224370-07-000018
Insider Transaction Report
Form 4
YATES BRADLEY W
Sr. V.P. & CAO
Transactions
- Sale
Common Stock
2007-02-01$1.95/sh−300$585→ 83,033 total - Award
Common Stock
2007-02-02+100,000→ 175,000 total - Sale
Common Stock
2007-02-01$1.96/sh−1,300$2,548→ 81,733 total - Award
Stock Option (Right to Buy)
2007-02-02+175,000→ 175,000 totalExercise: $2.19From: 2008-05-02Exp: 2015-02-02→ Common Stock (175,000 underlying) - Sale
Common Stock
2007-02-01$2.00/sh−333$666→ 75,000 total - Sale
Common Stock
2007-02-01$1.97/sh−2,700$5,319→ 79,033 total - Sale
Common Stock
2007-02-01$1.98/sh−2,300$4,554→ 76,733 total - Sale
Common Stock
2007-02-01$1.99/sh−1,400$2,786→ 75,333 total
Holdings
- 2,145(indirect: By Savings Plan - MSPD)
Common Stock
Footnotes (5)
- [F1]This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F2]The acquistion represents an award of restricted common stock vesting 1/3 on the first anniversary of the grant date and 1/6 every three months thereafter through the second anniversary of the grant date.
- [F3]If the price of the Company's common stock reaches or exceeds $3.00 for a period of 10 consecutive trading days, these options or restricted stock will vest 100% on the first business day of the month following the last day of such 10-day period, subject to certain forfeiture and other provisions contained in Mr. Yates' employment agreement, dated as of February 2, 2007.
- [F4]Shares represented by Company stock fund units under the Mindspeed Technologies, Inc. Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on the latest information furnished by the Plan Administrator. The shares represented by Company stock fund units under the Plan are held in the employee benefit plan trust established thereunder.
- [F5]The option vests 12.5% on this date and 12.5% each three months thereafter.
Documents
Issuer
MINDSPEED TECHNOLOGIES, INC
CIK 0001224370
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001224370
Filing Metadata
- Form type
- 4
- Filed
- Feb 4, 7:00 PM ET
- Accepted
- Feb 5, 7:44 PM ET
- Size
- 19.1 KB