Home/Filings/4/0001224959-03-000004
4//SEC Filing

DUNCAN PHILLIP C 4

Accession 0001224959-03-000004

CIK 0000711039other

Filed

Oct 28, 7:00 PM ET

Accepted

Oct 29, 8:47 PM ET

Size

22.9 KB

Accession

0001224959-03-000004

Insider Transaction Report

Form 4
Period: 2003-10-27
DUNCAN PHILLIP C
Exec. VP, Human Resources
Transactions
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2003-10-274,0000 total
    Exercise: $6.00From: 1999-02-25Exp: 2008-02-25Common Stock (4,000 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2003-10-2815,0000 total
    Exercise: $7.00From: 1999-07-30Exp: 2008-07-30Common Stock (15,000 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2003-10-2893,7506,250 total
    Exercise: $7.81From: 2001-01-11Exp: 2010-01-11Common Stock (93,750 underlying)
  • Sale

    Common Stock

    2003-10-28$13.55/sh15,000$203,250170,750 total
  • Exercise/Conversion

    Common Stock

    2003-10-28$7.81/sh+93,750$732,188108,750 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2003-10-2877,000323,000 total
    Exercise: $6.75From: 2002-04-04Exp: 2011-01-01Common Stock (77,000 underlying)
  • Sale

    Common Stock

    2003-10-28$13.75/sh93,750$1,289,06377,000 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2003-10-2715,0000 total
    Exercise: $6.00From: 1999-02-25Exp: 2008-02-25Common Stock (15,000 underlying)
  • Exercise/Conversion

    Common Stock

    2003-10-27$4.74/sh+30,937$146,64189,937 total
  • Exercise/Conversion

    Common Stock

    2003-10-27$6.00/sh+40,000$240,00040,000 total
  • Exercise/Conversion

    Common Stock

    2003-10-27$6.00/sh+4,000$24,00044,000 total
  • Exercise/Conversion

    Common Stock

    2003-10-27$6.00/sh+15,000$90,00059,000 total
  • Exercise/Conversion

    Common Stock

    2003-10-28$7.00/sh+15,000$105,00015,000 total
  • Exercise/Conversion

    Common Stock

    2003-10-28$6.75/sh+77,000$519,750185,750 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2003-10-2740,0000 total
    Exercise: $6.00From: 1997-08-05Exp: 2006-08-05Common Stock (40,000 underlying)
  • Sale

    Common Stock

    2003-10-27$13.45/sh59,000$793,55030,937 total
  • Sale

    Common Stock

    2003-10-27$13.25/sh30,937$409,9150 total
  • Sale

    Common Stock

    2003-10-28$14.00/sh77,000$1,078,0000 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2003-10-2730,937120,313 total
    Exercise: $4.74From: 2003-06-10Exp: 2012-06-10Common Stock (30,937 underlying)
Footnotes (1)
  • [F1]Option vests and becomes exercisable over four years at the rate of 25% on the first anniversary of the grant date, as listed in the table, and at the rate of 6.25% quarterly thereafter.

Issuer

MAXTOR CORP

CIK 0000711039

Entity typeother

Related Parties

1
  • filerCIK 0001201497

Filing Metadata

Form type
4
Filed
Oct 28, 7:00 PM ET
Accepted
Oct 29, 8:47 PM ET
Size
22.9 KB