AFFELDT KATHLEEN J 4
4 · NCI BUILDING SYSTEMS INC · Filed May 8, 2018
Insider Transaction Report
Form 4
AFFELDT KATHLEEN J
Director
Transactions
- Exercise/Conversion
Common Stock, $0.01 par value
2018-05-07$12.00/sh+10,000$120,000→ 48,316 total - Sale
Common Stock, $0.01 par value
2018-05-07$18.00/sh−10,000$180,042→ 38,316 total - Exercise/Conversion
Common Stock, $0.01 par value
2018-05-07$10.18/sh+11,788$120,002→ 50,104 total - Sale
Common Stock, $0.01 par value
2018-05-07$18.00/sh−11,788$212,206→ 38,316 total - Exercise/Conversion
Common Stock, $0.01 par value
2018-05-07−10,000→ 0 totalExercise: $12.00From: 2015-12-15Exp: 2020-12-15→ Common Stock, $0.01 par value (10,000 underlying) - Exercise/Conversion
Common Stock, $0.01 par value
2018-05-07−11,788→ 0 totalExercise: $10.18From: 2016-12-15Exp: 2021-12-15→ Common Stock, $0.01 par value (11,788 underlying)
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 13, 2018.
- [F2]Represents the weighted average selling price for 10,000 shares sold within the range of $18.0000 and $18.0250. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Represents the weighted average selling price for 11,788 shares sold within the range of $18.0000 and $18.0250. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.