KASSOLIS DUKE S 4
4 · ROUSE COMPANY · Filed Sep 10, 2004
Insider Transaction Report
Form 4
KASSOLIS DUKE S
Executive Vice-President
Transactions
- Tax Payment
Common Stock
2004-09-09$66.89/sh−6,341$424,149→ 119,967 total - Tax Payment
Common Stock
2004-09-09$66.89/sh−1,403$93,847→ 118,564 total - Exercise/Conversion
Stock Options (Right to Buy)
2004-09-09−10,461→ 0 totalExercise: $40.55From: 2004-05-10Exp: 2004-09-21→ Common Stock (10,461 underlying) - Award
Stock Options (Right to Buy)
2004-09-09+6,341→ 6,341 totalExercise: $66.96From: 2004-09-09Exp: 2004-09-21→ Common Stock (6,341 underlying) - Exercise/Conversion
Common Stock
2004-09-09$40.55/sh+10,461$424,194→ 126,308 total
Footnotes (4)
- [F1]In payment of the purchase price upon the exercise of stock options granted under an employee stock option plan of The Rouse Company, the Reporting Person surrendered an aggregate of 6,341 shares of Company Common Stock.
- [F2]Shares of Common Stock withheld by The Rouse Company in payment of tax obligations under the exercise of stock options granted under an employee stock option plan of The Rouse Company.
- [F3]In addition, the Reporting Person indirectly holds 3,426.0538 shares of The Rouse Company Common Stock in a 401(k) Plan. Additionally, 1,000 shares of The Rouse Company Common Stock are held in two trusts for the benefit of the Reporting Person's children and 400 shares of Common stock are owned directly by the Reporting Person's children, as to which shares the Reporting Person disclaims beneficial ownership. An additional 5,000 shares are held by the Kassolis Family Foundation of which Mr. Kassolis is a trustee and has shared voting and dispositive power.
- [F4]Grant of "reload" stock options pursuant to The Rouse Company 2001 Stock Incentive Plan.