4//SEC Filing
MOSLE JON L JR 4
Accession 0001225208-03-000747
CIK 0000878520other
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 12:10 PM ET
Size
10.3 KB
Accession
0001225208-03-000747
Insider Transaction Report
Form 4
MOSLE JON L JR
Director
Transactions
- Award
Common Stock $.10 Par Value
2003-11-12+492→ 20,673 total
Holdings
- 2,704
Stock Option SWS Stock Option Plan
Exercise: $20.89From: 2001-04-30Exp: 2005-10-31→ Common Stock $.10 Par Value (2,704 underlying) - 2,458
Stock Option SWS Stock Option Plan
Exercise: $15.78From: 2002-05-06Exp: 2006-11-06→ Common Stock $.10 Par Value (2,458 underlying) - 2,000
Stock Option SWS Stock Option Plan
Exercise: $12.98From: 2003-05-05Exp: 2007-11-05→ Common Stock $.10 Par Value (2,000 underlying) - 1,513
Phantom Stock
Exercise: $20.32From: 2000-11-01Exp: 2010-11-01→ Common Stock $.10 Par Value (1,513 underlying) - 0
Stock Option SWS Stock Option Plan
Exercise: $10.92From: 1999-05-03Exp: 2003-11-03→ Common Stock $.10 Par Value (0 underlying) - 2,974
Stock Option SWS Stock Option Plan
Exercise: $17.98From: 2000-05-01Exp: 2004-11-01→ Common Stock $.10 Par Value (2,974 underlying)
Documents
Issuer
SWS GROUP INC
CIK 0000878520
Entity typeother
Related Parties
1- filerCIK 0001171440
Filing Metadata
- Form type
- 4
- Filed
- Nov 13, 7:00 PM ET
- Accepted
- Nov 14, 12:10 PM ET
- Size
- 10.3 KB