HULTGREN DONALD W 4

4 · SWS GROUP INC · Filed Aug 19, 2005

Form 4

Period: 2002-08-15

DirectorCEO

Transactions

Small Acquisition
Common Stock $.10 Par Value
2005-06-30+486→ 3,173 total(indirect: 401 (k))
Award
Deferred Compensation Phantom Stock
2004-08-15+35→ 1,319 total
Exercise: $0.00→ Common Stock $.10 Par Value (35 underlying)
Award
Deferred Compensation Phantom Stock
2005-08-17+58→ 1,377 total
Exercise: $0.00→ Common Stock $.10 Par Value (58 underlying)
Award
Deferred Compensation Phantom Stock
2002-08-15+1,247→ 1,247 total
Exercise: $0.00→ Common Stock $.10 Par Value (1,247 underlying)
Award
Deferred Compensation Phantom Stock
2003-08-15+37→ 1,284 total
Exercise: $0.00→ Common Stock $.10 Par Value (37 underlying)

Holdings

Stock Option SWS Stock Option Plan
Exercise: $25.84From: 2001-02-21Exp: 2010-02-19→ Common Stock $.10 Par Value (1,487 underlying)
1,487
Common Stock $.10 Par Value
17,868
Stock Option SWS Stock Option Plan
Exercise: $13.42From: 2003-08-22Exp: 2012-08-19→ Common Stock $.10 Par Value (25,000 underlying)
25,000
Stock Option SWS Stock Option Plan
Exercise: $23.39From: 2001-08-24Exp: 2010-08-22→ Common Stock $.10 Par Value (1,352 underlying)
1,352

Footnotes (1)

[F1]Shares of deferred compensation phantom stock become payable in common stock on a 1-for-1 basis upon the reporting person's termination of service with the Issuer or at the election of the reporting person during a sixty (60) day period commencing immediately after the first day of any plan year at least four (4) years after the deferral.

Documents

1 file