4//SEC Filing
HULTGREN DONALD W 4
Accession 0001225208-05-002236
CIK 0000878520other
Filed
Aug 18, 8:00 PM ET
Accepted
Aug 19, 9:00 PM ET
Size
17.8 KB
Accession
0001225208-05-002236
Insider Transaction Report
Form 4
HULTGREN DONALD W
DirectorCEO
Transactions
- Small Acquisition
Common Stock $.10 Par Value
2005-06-30+486→ 3,173 total(indirect: 401 (k)) - Award
Deferred Compensation Phantom Stock
2004-08-15+35→ 1,319 totalExercise: $0.00→ Common Stock $.10 Par Value (35 underlying) - Award
Deferred Compensation Phantom Stock
2005-08-17+58→ 1,377 totalExercise: $0.00→ Common Stock $.10 Par Value (58 underlying) - Award
Deferred Compensation Phantom Stock
2002-08-15+1,247→ 1,247 totalExercise: $0.00→ Common Stock $.10 Par Value (1,247 underlying) - Award
Deferred Compensation Phantom Stock
2003-08-15+37→ 1,284 totalExercise: $0.00→ Common Stock $.10 Par Value (37 underlying)
Holdings
- 1,487
Stock Option SWS Stock Option Plan
Exercise: $25.84From: 2001-02-21Exp: 2010-02-19→ Common Stock $.10 Par Value (1,487 underlying) - 17,868
Common Stock $.10 Par Value
- 25,000
Stock Option SWS Stock Option Plan
Exercise: $13.42From: 2003-08-22Exp: 2012-08-19→ Common Stock $.10 Par Value (25,000 underlying) - 1,352
Stock Option SWS Stock Option Plan
Exercise: $23.39From: 2001-08-24Exp: 2010-08-22→ Common Stock $.10 Par Value (1,352 underlying)
Footnotes (1)
- [F1]Shares of deferred compensation phantom stock become payable in common stock on a 1-for-1 basis upon the reporting person's termination of service with the Issuer or at the election of the reporting person during a sixty (60) day period commencing immediately after the first day of any plan year at least four (4) years after the deferral.
Documents
Issuer
SWS GROUP INC
CIK 0000878520
Entity typeother
Related Parties
1- filerCIK 0001249608
Filing Metadata
- Form type
- 4
- Filed
- Aug 18, 8:00 PM ET
- Accepted
- Aug 19, 9:00 PM ET
- Size
- 17.8 KB