4//SEC Filing
TUBB ALLEN R 4
Accession 0001225208-05-002241
CIK 0000878520other
Filed
Aug 18, 8:00 PM ET
Accepted
Aug 19, 9:15 PM ET
Size
16.2 KB
Accession
0001225208-05-002241
Insider Transaction Report
Form 4
TUBB ALLEN R
Secretary
Transactions
- Award
Deferred Compensation Phantom Stock
2003-08-15+10→ 329 totalExercise: $0.00→ Common Stock $.10 Par Value (10 underlying) - Award
Deferred Compensation Phantom Stock
2004-08-15+9→ 338 totalExercise: $0.00→ Common Stock $.10 Par Value (9 underlying) - Award
Deferred Compensation Phantom Stock
2005-08-17+15→ 353 totalExercise: $0.00→ Common Stock $.10 Par Value (15 underlying) - Award
Deferred Compensation Phantom Stock
2002-08-23+319→ 319 totalExercise: $0.00→ Common Stock $.10 Par Value (319 underlying)
Holdings
- 4,917
Stock Option SWS Stock Option Plan
Exercise: $15.45From: 2002-09-10Exp: 2011-09-08→ Common Stock $.10 Par Value (4,917 underlying) - 1,487
Stock Option SWS Stock Option Plan
Exercise: $16.64From: 2000-10-10Exp: 2009-10-08→ Common Stock $.10 Par Value (1,487 underlying) - 607
Common Stock $.10 Par Value
- 2,000
Stock Option SWS Stock Option Plan
Exercise: $13.42From: 2003-08-22Exp: 2012-08-19→ Common Stock $.10 Par Value (2,000 underlying)
Footnotes (1)
- [F1]Shares of deferred compensation phantom stock become payable in common stock on a 1-for-1 basis upon the reporting person's termination of service with the Issuer or at the election of the reporting person during a sixty (60) day period commencing immediately after the first day of any plan year at least four (4) years after the deferral.
Documents
Issuer
SWS GROUP INC
CIK 0000878520
Entity typeother
Related Parties
1- filerCIK 0001249605
Filing Metadata
- Form type
- 4
- Filed
- Aug 18, 8:00 PM ET
- Accepted
- Aug 19, 9:15 PM ET
- Size
- 16.2 KB