TUBB ALLEN R 4
4 · SWS GROUP INC · Filed Aug 19, 2005
Insider Transaction Report
Form 4
TUBB ALLEN R
Secretary
Transactions
- Award
Deferred Compensation Phantom Stock
2003-08-15+10→ 329 totalExercise: $0.00→ Common Stock $.10 Par Value (10 underlying) - Award
Deferred Compensation Phantom Stock
2004-08-15+9→ 338 totalExercise: $0.00→ Common Stock $.10 Par Value (9 underlying) - Award
Deferred Compensation Phantom Stock
2005-08-17+15→ 353 totalExercise: $0.00→ Common Stock $.10 Par Value (15 underlying) - Award
Deferred Compensation Phantom Stock
2002-08-23+319→ 319 totalExercise: $0.00→ Common Stock $.10 Par Value (319 underlying)
Holdings
- 4,917
Stock Option SWS Stock Option Plan
Exercise: $15.45From: 2002-09-10Exp: 2011-09-08→ Common Stock $.10 Par Value (4,917 underlying) - 1,487
Stock Option SWS Stock Option Plan
Exercise: $16.64From: 2000-10-10Exp: 2009-10-08→ Common Stock $.10 Par Value (1,487 underlying) - 607
Common Stock $.10 Par Value
- 2,000
Stock Option SWS Stock Option Plan
Exercise: $13.42From: 2003-08-22Exp: 2012-08-19→ Common Stock $.10 Par Value (2,000 underlying)
Footnotes (1)
- [F1]Shares of deferred compensation phantom stock become payable in common stock on a 1-for-1 basis upon the reporting person's termination of service with the Issuer or at the election of the reporting person during a sixty (60) day period commencing immediately after the first day of any plan year at least four (4) years after the deferral.