Home/Filings/5/0001225208-06-005546
5//SEC Filing

TYCO INTERNATIONAL LTD /BER/ 5

Accession 0001225208-06-005546

$JCICIK 0000833444operating

Filed

Nov 12, 7:00 PM ET

Accepted

Nov 13, 4:06 PM ET

Size

13.2 KB

Accession

0001225208-06-005546

Insider Transaction Report

Form 5
Period: 2006-09-30
LYTTON WILLIAM B
EVP & General Counsel
Transactions
  • Other

    Deferred Stock Units (Call Equivalent)

    2005-11-01+583152,858 total
    Exercise: $0.00Common Shares (583 underlying)
  • Other

    Deferred Stock Units (Call Equivalent)

    2006-02-02+604153,462 total
    Exercise: $0.00Common Shares (604 underlying)
  • Other

    Deferred Stock Units (Call Equivalent)

    2006-05-03+567154,029 total
    Exercise: $0.00Common Shares (567 underlying)
  • Other

    Deferred Stock Units (Call Equivalent)

    2006-08-01+591154,620 total
    Exercise: $0.00Common Shares (591 underlying)
Footnotes (4)
  • [F1]Conversion is 1-for-1
  • [F2]Deferred Stock Units credited to the Reporting Person's deferred stock unit plan account as a result of the Company's quarterly dividend payment.
  • [F3]Deferred Stock Unit credited to the Reporting Person's deferred stock unit plan account as a result of the Company's quarterly dividend payment vest on the respective dividend payment date.
  • [F4]Defered Stock Units (DSUs) were issued under the Tyco International Ltd. (the Company) 2004 Stock and Incentive Plan (the Plan) at a DSU value based on the average price of Tyco common stock for the 60-days prior to the grant. The DSUs are immediately vested upon grant. Dividends will be credited in DSUs to the grantee's account based on the average of the high and the low sale price of Tyco common stock on the dividend date. Distribution under the Plan will first occur upon (i) 30 days following termination of the grantee's service as a member of the Board of Directors of the Company (except in the event of Termination for Cause), or (ii) a Change in Control. Upon such date of termination or Change in Control, as the case may be, the Company shall issue to the grantee the number of shares of Tyco common stock equal to the aggregate number of vested DSUs credited to the grantee.

Documents

1 file

Issuer

TYCO INTERNATIONAL LTD /BER/

CIK 0000833444

Entity typeoperating
IncorporatedIreland

Related Parties

1
  • filerCIK 0000833444

Filing Metadata

Form type
5
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 4:06 PM ET
Size
13.2 KB