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SWS GROUP INC 4

Accession 0001225208-06-005554

CIK 0000878520operating

View on SEC.gov Company Profile

Filed

Nov 12, 7:00 PM ET

Accepted

Nov 13, 5:44 PM ET

Size

12.9 KB

Accession

0001225208-06-005554

Insider Transaction Report

Form 4

Period: 2006-11-13

SWS GROUP INCSWS

Secretary

Transactions

Sale
Common Stock $.10 Par Value
2006-11-13$31.00/sh−2,800$86,800→ 1,190 total
Exercise of In-Money
Common Stock $.10 Par Value
2006-11-13+1,487→ 5,177 total
Sale
Common Stock $.10 Par Value
2006-11-13$31.18/sh−1,187$37,011→ 3,990 total
Exercise of In-Money
Stock Option SWS Stock Option Plan
2006-11-13−2,500→ 2,417 total
Exercise: $15.45From: 2002-09-10Exp: 2011-09-08→ Common Stock $.10 Par Value (2,500 underlying)
Exercise of In-Money
Stock Option SWS Stock Option Plan
2006-11-13−1,487→ 0 total
Exercise: $16.64From: 2000-10-10Exp: 2009-10-08→ Common Stock $.10 Par Value (1,487 underlying)
Exercise of In-Money
Common Stock $.10 Par Value
2006-11-13+2,500→ 3,690 total

Documents

1 file

4
doc4.xmlPrimary

Issuer

SWS GROUP INC

CIK 0000878520

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000878520

Filing Metadata

Form type: 4
Filed: Nov 12, 7:00 PM ET
Accepted: Nov 13, 5:44 PM ET
Size: 12.9 KB

View on SEC.gov