SWS GROUP INC 4
4 · SWS GROUP INC · Filed Nov 13, 2006
Insider Transaction Report
Form 4
TUBB ALLEN R
Secretary
Transactions
- Sale
Common Stock $.10 Par Value
2006-11-13$31.00/sh−2,800$86,800→ 1,190 total - Exercise of In-Money
Common Stock $.10 Par Value
2006-11-13+1,487→ 5,177 total - Sale
Common Stock $.10 Par Value
2006-11-13$31.18/sh−1,187$37,011→ 3,990 total - Exercise of In-Money
Stock Option SWS Stock Option Plan
2006-11-13−2,500→ 2,417 totalExercise: $15.45From: 2002-09-10Exp: 2011-09-08→ Common Stock $.10 Par Value (2,500 underlying) - Exercise of In-Money
Stock Option SWS Stock Option Plan
2006-11-13−1,487→ 0 totalExercise: $16.64From: 2000-10-10Exp: 2009-10-08→ Common Stock $.10 Par Value (1,487 underlying) - Exercise of In-Money
Common Stock $.10 Par Value
2006-11-13+2,500→ 3,690 total