⌘K

Login Start Free

Home/Filings/4/0001225208-07-005642

4//SEC Filing

SWS GROUP INC 4

Accession 0001225208-07-005642

CIK 0000878520operating

View on SEC.gov Company Profile

Filed

Jun 6, 8:00 PM ET

Accepted

Jun 7, 6:19 PM ET

Size

7.4 KB

Accession

0001225208-07-005642

Insider Transaction Report

Form 4

Period: 2007-06-07

SWS GROUP INCSWS

Director

Transactions

Exercise of In-Money
Common Stock $.10 Par Value
2007-06-07$8.65/sh+3,000$25,960→ 30,577.5 total
Exercise of In-Money
Stock Option SWS Stock Option Plan
2007-06-07−3,000→ 0 total
Exercise: $8.65From: 2003-05-05Exp: 2007-11-05→ Common Stock $.10 Par Value (3,000 underlying)

Holdings

Common Stock $.10 Par Value
(indirect: By IRA)
6,916.5

Documents

1 file

4
doc4.xmlPrimary

Issuer

SWS GROUP INC

CIK 0000878520

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000878520

Filing Metadata

Form type: 4
Filed: Jun 6, 8:00 PM ET
Accepted: Jun 7, 6:19 PM ET
Size: 7.4 KB

View on SEC.gov