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ORION ENERGY SYSTEMS, INC. 4

Accession 0001225208-08-000185

$OESXCIK 0001409375operating
View on SEC.govCompany Profile

Filed

Jan 1, 7:00 PM ET

Accepted

Jan 2, 6:23 PM ET

Size

14.7 KB

Accession

0001225208-08-000185

Insider Transaction Report

Form 4
Period: 2007-12-31
ORION ENERGY SYSTEMS, INC.OESX
Verfuerth Patricia A
VP of Operations
Transactions
  • Exercise/Conversion

    Stock Options (right to buy)

    2007-12-31−45,454→ 204,546 total(indirect: By Spouse)
    Exercise: $2.20Exp: 2016-12-20→ Common Stock (45,454 underlying)
  • Exercise/Conversion

    Common Stock

    2007-12-31$2.20/sh+45,454$99,999→ 1,957,861 total(indirect: By Spouse)
Holdings

  • Stock Options (right to buy)

    Exercise: $4.49From: 2008-07-27Exp: 2011-07-27→ Common Stock (125,974 underlying)
    125,974

  • Common Stock

    759,234

  • Stock Options (right to buy)

    Exercise: $0.94From: 2007-03-31Exp: 2011-10-01→ Common Stock (50,000 underlying)
    50,000

  • Stock Options (right to buy)

    (indirect: By Spouse)
    Exercise: $4.49From: 2008-07-27Exp: 2011-07-27→ Common Stock (180,958 underlying)
    180,958

  • Stock Options (right to buy)

    Exercise: $0.69From: 2004-03-31Exp: 2011-10-01→ Common Stock (7,665 underlying)
    7,665
Footnotes (4)
  • [F1]Grant to reporting person of option to buy shares under the 2004 Equity Incentive Plan. This option, granted December 20, 2006, vests and becomes exercisable in 20% increments on December 20, 2007, 2008, 2009, 2010 and 2011, respectively.
  • [F2]Grant to reporting person of option to buy shares under the 2003 Stock Option Plan. This option, granted October 1, 2001, became fully vested on March 31, 2004.
  • [F3]Grant to reporting person of option to buy shares under the 2003 Stock Option Plan. This option, granted October 1, 2001, became fully vested on March 31, 2007.
  • [F4]Grant to reporting person of option to buy shares under the 2004 Equity Incentive Plan. This option, granted July 27, 2007, becomes fully exercisable on July 27, 2008.

Documents

1 file

Issuer

ORION ENERGY SYSTEMS, INC.

CIK 0001409375

→
Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0001409375

Filing Metadata

Form type
4
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 6:23 PM ET
Size
14.7 KB
View on SEC.gov