HULTGREN DONALD W 4
4 · SWS GROUP INC · Filed Aug 26, 2008
Insider Transaction Report
Form 4
HULTGREN DONALD W
DirectorCEO
Transactions
- Small Acquisition
Common Stock $.10 Par Value
2008-06-30+474→ 6,173 total(indirect: 401 (k)) - Award
Deferred Compensation Phantom Stock
2008-06-30+150→ 2,368 totalExercise: $0.00→ Common Stock $.10 Par Value (150 underlying) - Award
Common Stock $.10 Par Value
2008-08-25+5,099→ 128,880.5 total
Footnotes (2)
- [F1]Restricted Stock Grant
- [F2]Shares of deferred compensation phantom stock become payable in common stock on a 1-for-1 basis upon the reporting person's termination of service with the Issuer or at the election of the reporting person during a sixty (60) day period commencing immediately after the first day of any plan year at least four (4) years after the deferral.