LITTON RICHARD H 4
4 · SWS GROUP INC · Filed Aug 26, 2008
Insider Transaction Report
Form 4
LITTON RICHARD H
Executive Vice President
Transactions
- Award
Deferred Compensation Phantom Stock
2008-06-30+44→ 693 totalExercise: $0.00→ Common Stock $.10 Par Value (44 underlying) - Award
Common Stock $.10 Par Value
2008-08-25+2,550→ 35,847 total
Footnotes (2)
- [F1]Restricted Stock Grant
- [F2]Shares of deferred compensation phantom stock become payable in common stock on a 1-for-1 basis upon the reporting person's termination of service with the Issuer or at the election of the reporting person during a sixty (60) day period commencing immediately after the first day of any plan year at least four (4) years after the deferral.