4//SEC Filing
PHOENIX COMPANIES INC/DE 4
Accession 0001225208-09-000908
CIK 0001129633operating
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 8:41 PM ET
Size
9.8 KB
Accession
0001225208-09-000908
Insider Transaction Report
Form 4
HAIRE JOHN E
Director
Transactions
- Award
Restricted Stock Units (Director Retainer)
2009-01-02+5,224.763→ 37,938.361 totalExercise: $0.00→ Common (5,224.763 underlying)
Holdings
- 500(indirect: By Children)
Common
- 15,886
Stock Option (Right to Buy)
Exercise: $13.98From: 2003-06-25→ Common (15,886 underlying) - 5,519
Common
Footnotes (3)
- [F1]In accordance with the Company's 2003 Restricted Stock, Restricted Stock Unit and Long-Term Incentive Plan as approved by the shareholders, the Reporting Person received the reported Restricted Stock Units ("RSUs") as a portion of the Reporting Person's compensation as a member of the Board of Directors. Each RSU represents the right to receive one share of common stock and the underlying shares of common stock will be issued, without consideration, following the termination of the Reporting Person's service as a member of the Board of Directors.
- [F2]The number of options to purchase shares of Company stock and the exercise price thereof covered by this grant have been adjusted arising out of the Company's spin-off, effective December 31, 2008, of its former subsidiary, Virtus Investment Partners, Inc.
- [F3]The options may be exercised until the earlier of: (a) three years after the termination of service on the Board of Directors; or (b) the tenth anniversary of the date the option was granted.
Documents
Issuer
PHOENIX COMPANIES INC/DE
CIK 0001129633
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001129633
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 8:41 PM ET
- Size
- 9.8 KB