SAYLER VAN C 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Jan 30, 2009

Form 4

Period: 2009-01-28

Senior Vice President

Transactions

Exercise/Conversion
Employee Stock Option (right to buy)
2009-01-29−12,600→ 0 total
Exercise: $16.80From: 2007-01-04Exp: 2009-02-04→ Common Stock (12,600 underlying)
Exercise/Conversion
Common Stock
2009-01-29$16.80/sh+12,600$211,680→ 96,126 total
Sale
Common Stock
2009-01-28$20.06/sh−18,000$361,094→ 83,526 total
Exercise/Conversion
Common Stock
2009-01-29$16.80/sh+5,400$90,720→ 101,526 total
Exercise/Conversion
Employee Stock Option (right to buy)
2009-01-29−5,400→ 0 total
Exercise: $16.80From: 2006-12-04Exp: 2009-02-04→ Common Stock (5,400 underlying)

Holdings

Common Stock
(indirect: ESOP)
35,077
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying)
15,000
Common Stock
(indirect: By Spouse)
8
Employee Stock Option (right to buy)
Exercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying)
15,000

Footnotes (4)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.045 to $20.11, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
[F2]Includes number of shares acquired under ESOP through December 31, 2008
[F3]Options Currently exercisable - 3,750; Options Becoming exercisable - 3,750 on 12/01/2009 and 3,750 on 12/1/2010 and 3,750 on 2/01/2011
[F4]Options Becoming exercisable - 9,000 on 11/27/2010, 208 on 11/27/2011, 2,792 on 1/27/2012 and 3,000 on 1/27/2013

Documents

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