Home/Filings/4/0001225208-09-002254
4//SEC Filing

SAYLER VAN C 4

Accession 0001225208-09-002254

CIK 0000720005other

Filed

Jan 29, 7:00 PM ET

Accepted

Jan 30, 2:40 PM ET

Size

16.3 KB

Accession

0001225208-09-002254

Insider Transaction Report

Form 4
Period: 2009-01-28
SAYLER VAN C
Senior Vice President
Transactions
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2009-01-2912,6000 total
    Exercise: $16.80From: 2007-01-04Exp: 2009-02-04Common Stock (12,600 underlying)
  • Exercise/Conversion

    Common Stock

    2009-01-29$16.80/sh+12,600$211,68096,126 total
  • Sale

    Common Stock

    2009-01-28$20.06/sh18,000$361,09483,526 total
  • Exercise/Conversion

    Common Stock

    2009-01-29$16.80/sh+5,400$90,720101,526 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2009-01-295,4000 total
    Exercise: $16.80From: 2006-12-04Exp: 2009-02-04Common Stock (5,400 underlying)
Holdings
  • Common Stock

    (indirect: ESOP)
    35,077
  • Employee Stock Option (right to buy)

    Exercise: $30.44From: 2010-11-27Exp: 2014-01-27Common Stock (15,000 underlying)
    15,000
  • Common Stock

    (indirect: By Spouse)
    8
  • Employee Stock Option (right to buy)

    Exercise: $24.97From: 2008-12-01Exp: 2012-02-01Common Stock (15,000 underlying)
    15,000
Footnotes (4)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.045 to $20.11, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  • [F2]Includes number of shares acquired under ESOP through December 31, 2008
  • [F3]Options Currently exercisable - 3,750; Options Becoming exercisable - 3,750 on 12/01/2009 and 3,750 on 12/1/2010 and 3,750 on 2/01/2011
  • [F4]Options Becoming exercisable - 9,000 on 11/27/2010, 208 on 11/27/2011, 2,792 on 1/27/2012 and 3,000 on 1/27/2013

Documents

1 file

Issuer

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

Entity typeother

Related Parties

1
  • filerCIK 0001182340

Filing Metadata

Form type
4
Filed
Jan 29, 7:00 PM ET
Accepted
Jan 30, 2:40 PM ET
Size
16.3 KB