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RAYMOND JAMES FINANCIAL INC·4

Feb 5, 1:56 PM ET

AVERITT RICHARD G 4

4 · RAYMOND JAMES FINANCIAL INC · Filed Feb 5, 2009

Insider Transaction Report

Form 4
Period: 2009-02-03
RAYMOND JAMES FINANCIAL INCRJF
AVERITT RICHARD G
CEO - RJFS
Transactions
  • Exercise/Conversion

    Common Stock

    2009-02-03$16.80/sh+10,800$181,440→ 280,219 total
  • Tax Payment

    Common Stock

    2009-02-03$20.25/sh−14,933$302,393→ 272,486 total
  • Exercise/Conversion

    Common Stock

    2009-02-03$16.80/sh+7,200$120,960→ 287,419 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2009-02-03−7,200→ 0 total
    Exercise: $16.80From: 2006-12-04Exp: 2009-02-04→ Common Stock (7,200 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2009-02-03−10,800→ 0 total
    Exercise: $16.80From: 2008-01-04Exp: 2009-02-04→ Common Stock (10,800 underlying)
Holdings

  • Common Stock

    (indirect: ESOP)
    40,998

  • Employee Stock Option (right to buy)

    Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying)
    15,000

  • Employee Stock Option (right to buy)

    Exercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying)
    15,000
Footnotes (3)
  • [F1]Includes number of shares acquired under ESOP through December 31, 2008
  • [F2]Options currently exercisable - 3,750; Options Becoming exercisable - 3,750 on 12/01/2009, 3,750 on 12/01/2010 and 3,750 on 2/01/2011
  • [F3]Options Becoming exercisable - 9,000 on 11/27/2010, 208 on 11/27/2011, 2,792 on 1/27/2012 and 3,000 on 1/27/2013

Documents

1 file
  • 4
    doc4.xmlPrimary