4//SEC Filing
Galt Helen M 4
Accession 0001225208-09-003544
CIK 0001137774other
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 5:13 PM ET
Size
11.9 KB
Accession
0001225208-09-003544
Insider Transaction Report
Form 4
Galt Helen M
Senior Vice President
Transactions
- Award
Common Stock
2009-02-10+1,339→ 9,058 total - Tax Payment
Common Stock
2009-02-10$25.30/sh−484$12,245→ 8,574 total - Award
2/10/09 Employee Stock Option (right to buy)
2009-02-10+18,640→ 18,640 totalExercise: $25.30Exp: 2019-02-10→ Common Stock (18,640 underlying) - Award
2/10/09 Restricted Stock Units
2009-02-10+10,586→ 10,586 totalExercise: $0.00→ Common Stock (10,586 underlying)
Holdings
- 1,139(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]The Compensation Committee awarded 80.75% of the target number of shares based upon performance relative to the goals of an average Return On Equity (ROE) of 12.5% and Compounded Annual Growth Rate (CAGR) in Earnings Per Share (EPS) of 12% over the 2006 through 2008 performance period. ROE and EPS measurements are based on after-tax adjusted operating income of the financial services businesses.
- [F2]Represents shares withheld for the payment of taxes.
- [F3]Beneficial ownership includes shares acquired under The Prudential Employee Savings Plan which are exempt transactions pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
- [F4]The option vests in three equal annual installments beginning on February 10, 2010.
- [F5]The Restricted Stock Units convert to common stock on a 1 to 1 basis.
- [F6]The Restricted Stock Units will vest on February 10, 2012.
Documents
Issuer
PRUDENTIAL FINANCIAL INC
CIK 0001137774
Entity typeother
Related Parties
1- filerCIK 0001403416
Filing Metadata
- Form type
- 4
- Filed
- Feb 11, 7:00 PM ET
- Accepted
- Feb 12, 5:13 PM ET
- Size
- 11.9 KB