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PRUDENTIAL FINANCIAL INC·4

Feb 12, 5:13 PM ET

Galt Helen M 4

4 · PRUDENTIAL FINANCIAL INC · Filed Feb 12, 2009

Insider Transaction Report

Form 4
Period: 2009-02-10
PRUDENTIAL FINANCIAL INCPRU
Galt Helen M
Senior Vice President
Transactions
  • Award

    Common Stock

    2009-02-10+1,339→ 9,058 total
  • Tax Payment

    Common Stock

    2009-02-10$25.30/sh−484$12,245→ 8,574 total
  • Award

    2/10/09 Employee Stock Option (right to buy)

    2009-02-10+18,640→ 18,640 total
    Exercise: $25.30Exp: 2019-02-10→ Common Stock (18,640 underlying)
  • Award

    2/10/09 Restricted Stock Units

    2009-02-10+10,586→ 10,586 total
    Exercise: $0.00→ Common Stock (10,586 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    1,139
Footnotes (6)
  • [F1]The Compensation Committee awarded 80.75% of the target number of shares based upon performance relative to the goals of an average Return On Equity (ROE) of 12.5% and Compounded Annual Growth Rate (CAGR) in Earnings Per Share (EPS) of 12% over the 2006 through 2008 performance period. ROE and EPS measurements are based on after-tax adjusted operating income of the financial services businesses.
  • [F2]Represents shares withheld for the payment of taxes.
  • [F3]Beneficial ownership includes shares acquired under The Prudential Employee Savings Plan which are exempt transactions pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
  • [F4]The option vests in three equal annual installments beginning on February 10, 2010.
  • [F5]The Restricted Stock Units convert to common stock on a 1 to 1 basis.
  • [F6]The Restricted Stock Units will vest on February 10, 2012.

Documents

1 file
  • 4
    doc4.xmlPrimary