Home/Filings/5/0001225208-09-003622
5//SEC Filing

BAUM CHARLES C 5

Accession 0001225208-09-003622

CIK 0001003201other

Filed

Feb 12, 7:00 PM ET

Accepted

Feb 13, 1:47 PM ET

Size

20.8 KB

Accession

0001225208-09-003622

Insider Transaction Report

Form 5
Period: 2009-12-31
Transactions
  • Award

    Common

    2009-02-12$0.19/sh+5,482.9$1,042115,821.595 total
  • Award

    Common

    2009-02-12$0.20/sh+5,000$1,000120,821.595 total
  • Award

    Common

    2009-02-12$0.21/sh+3,571.429$750124,393.024 total
  • Award

    Common

    2009-02-12$0.25/sh+3,000$750127,393.024 total
  • Award

    Common

    2009-02-12$0.26/sh+2,884.615$750130,277.639 total
  • Other

    Common

    2009-02-12150.43130,127.209 total
Holdings
  • Common

    (indirect: By Spouse)
    1,300
  • Options to purchase common shares

    Exercise: $21.75From: 1999-06-18Exp: 2008-06-18Common (2,500 underlying)
    2,500
  • Options to purchase common shares

    Exercise: $19.38From: 2000-05-05Exp: 2009-05-05Common (2,500 underlying)
    2,500
  • Options to purchase common shares

    Exercise: $19.75From: 2001-05-04Exp: 2010-05-04Common (5,000 underlying)
    5,000
  • Options to purchase common shares

    Exercise: $23.51From: 2002-07-19Exp: 2011-07-19Common (5,000 underlying)
    5,000
  • Options to purchase common shares

    Exercise: $24.74From: 2003-05-09Exp: 2012-05-09Common (5,000 underlying)
    5,000
  • Options to purchase common shares

    Exercise: $24.07From: 2004-05-08Exp: 2013-05-08Common (5,000 underlying)
    5,000
Footnotes (3)
  • [F1]This amount represents grants of deferred shares in lieu of meeting fees for board and/or committee meetings pursuant to the company's Non-Employee Directors' Share Plan. The number of shares is based on the meeting fees divided by the closing share price on the day of the respective meeting.
  • [F2]This transaction represents a corrective adjustment necessary due to an administrative error in the calculation of the number of non-derivative securities beneficially owned as previously reported.
  • [F3]See footnote 2.

Documents

1 file

Issuer

MUNICIPAL MORTGAGE & EQUITY LLC

CIK 0001003201

Entity typeother

Related Parties

1
  • filerCIK 0000940055

Filing Metadata

Form type
5
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 1:47 PM ET
Size
20.8 KB