4//SEC Filing
Waibel Daniel J 4
Accession 0001225208-09-013873
CIK 0001409375other
Filed
Jun 4, 8:00 PM ET
Accepted
Jun 5, 5:24 PM ET
Size
11.1 KB
Accession
0001225208-09-013873
Insider Transaction Report
Form 4
Waibel Daniel J
Pres. Asset Management Div.
Transactions
- Sale
Common Stock
2009-06-03$3.50/sh−2,500$8,750→ 881,500 total - Sale
Common Stock
2009-06-04$3.50/sh−30,000$105,027→ 851,500 total - Sale
Common Stock
2009-06-05$3.50/sh−489$1,712→ 851,011 total
Holdings
- 100,000
Stock Options (right to buy)
Exercise: $2.20Exp: 2016-12-20→ Common Stock (100,000 underlying) - 26,403
Stock Options (right to buy)
Exercise: $5.35Exp: 2018-08-08→ Common Stock (26,403 underlying)
Footnotes (4)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2009.
- [F2]The price in Column 4 is a weighted average price. the prices actually received ranged from $3.50 to $3.52. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- [F3]Grant to reporting person of option to buy shares under the 2004 Equity Incentive Plan. This option, granted December 20, 2006, vests and becomes exercisable in 20% increments on December 20, 2007, 2008, 2009, 2010 and 2011, respectively.
- [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 8, 2008, vests and becomes exercisable in 20% increments on August 8, 2009, 2010, 2011, 2012 and 2013, respectively.
Documents
Issuer
ORION ENERGY SYSTEMS, INC.
CIK 0001409375
Entity typeother
Related Parties
1- filerCIK 0001418603
Filing Metadata
- Form type
- 4
- Filed
- Jun 4, 8:00 PM ET
- Accepted
- Jun 5, 5:24 PM ET
- Size
- 11.1 KB