4//SEC Filing
Dupont DeAnne B 4
Accession 0001225208-09-015219
CIK 0000275694other
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 2:35 PM ET
Size
15.6 KB
Accession
0001225208-09-015219
Insider Transaction Report
Form 4
Dupont DeAnne B
Other
Transactions
- Other
Babson Capital Non Qualified Thrift Plan
2009-05-18$22.65/sh+36.353$823→ 1,561.165 totalExercise: $0.00→ Common Shares ("Shares of Beneficial Interest") (36.353 underlying) - Other
Babson Capital Non Qualified Thrift Plan
2008-08-15$26.25/sh+29.267$768→ 1,451.974 totalExercise: $0.00→ Common Shares ("Shares of Beneficial Interest") (29.267 underlying) - Other
Babson Capital Non Qualified Thrift Plan
2008-11-14$23.20/sh+33.796$784→ 1,485.769 totalExercise: $0.00→ Common Shares ("Shares of Beneficial Interest") (33.796 underlying) - Other
Babson Capital Non Qualified Thrift Plan
2009-07-01$22.50/sh−44.837$1,009→ 1,516.328 totalExercise: $0.00→ Common Shares ("Shares of Beneficial Interest") (44.837 underlying) - Other
Babson Capital Non Qualified Thrift Plan
2009-01-16$20.55/sh+39.042$802→ 1,524.812 totalExercise: $0.00→ Common Shares ("Shares of Beneficial Interest") (39.042 underlying)
Footnotes (3)
- [F1]Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
- [F2]Babson Capital and MassMutual each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of MassMutual Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of MassMutual Corporate Investors represented by the value of the MassMutual Corporate Investors investment option under the plan held by the plan participant.
- [F3]The specific transaction itemized herein reflects a change in plan value on account of a distribution for a permitted plan event. Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
Documents
Issuer
MASSMUTUAL CORPORATE INVESTORS
CIK 0000275694
Entity typeother
Related Parties
1- filerCIK 0001301078
Filing Metadata
- Form type
- 4
- Filed
- Jul 5, 8:00 PM ET
- Accepted
- Jul 6, 2:35 PM ET
- Size
- 15.6 KB