4//SEC Filing
Waibel Daniel J 4
Accession 0001225208-09-015778
CIK 0001409375other
Filed
Jul 16, 8:00 PM ET
Accepted
Jul 17, 4:17 PM ET
Size
9.2 KB
Accession
0001225208-09-015778
Insider Transaction Report
Form 4
Waibel Daniel J
Pres. Asset Management Div.
Transactions
- Sale
Common Stock
2009-07-15$3.75/sh−9,227$34,601→ 766,273 total - Sale
Common Stock
2009-07-16$3.75/sh−800$3,000→ 765,473 total
Holdings
- 26,403
Stock Options (right to buy)
Exercise: $5.35Exp: 2018-08-08→ Common Stock (26,403 underlying) - 100,000
Stock Options (right to buy)
Exercise: $2.20Exp: 2016-12-20→ Common Stock (100,000 underlying)
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2009.
- [F2]Grant to reporting person of option to buy shares under the 2004 Equity Incentive Plan. This option, granted December 20, 2006, vests and becomes exercisable in 20% increments on December 20, 2007, 2008, 2009, 2010 and 2011, respectively.
- [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 8, 2008, vests and becomes exercisable in 20% increments on August 8, 2009, 2010, 2011, 2012 and 2013, respectively.
Documents
Issuer
ORION ENERGY SYSTEMS, INC.
CIK 0001409375
Entity typeother
Related Parties
1- filerCIK 0001418603
Filing Metadata
- Form type
- 4
- Filed
- Jul 16, 8:00 PM ET
- Accepted
- Jul 17, 4:17 PM ET
- Size
- 9.2 KB