4//SEC Filing
Nimons William C 4
Accession 0001225208-09-016141
CIK 0001293413other
Filed
Jul 27, 8:00 PM ET
Accepted
Jul 28, 6:26 PM ET
Size
11.3 KB
Accession
0001225208-09-016141
Insider Transaction Report
Form 4
Nimons William C
Senior Vice President
Transactions
- Tax Payment
Common Stock
2009-07-26$6.20/sh−857$5,313→ 6,058 total
Holdings
- 18,000
Stock Options (right to buy)
Exercise: $11.10From: 2006-07-26Exp: 2015-07-26→ Common Stock (18,000 underlying) - 2,610(indirect: By ESOP)
Common Stock
- 9,640(indirect: By IRA)
Common Stock
- 2,000(indirect: By Stock Award)
Common Stock
- 988(indirect: By 401(k))
Common Stock
- 200(indirect: By Son)
Common Stock
- 500(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Since the reporting person's last report 2,000 shares previously held through Stock Award vested to direct ownership.
- [F2]Stock Awards granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
- [F3]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
Documents
Issuer
Naugatuck Valley Financial Corp
CIK 0001293413
Entity typeother
Related Parties
1- filerCIK 0001296138
Filing Metadata
- Form type
- 4
- Filed
- Jul 27, 8:00 PM ET
- Accepted
- Jul 28, 6:26 PM ET
- Size
- 11.3 KB