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Naugatuck Valley Financial Corp·4

Jul 28, 6:26 PM ET

Alegi Dominic J Jr 4

4 · Naugatuck Valley Financial Corp · Filed Jul 28, 2009

Insider Transaction Report

Form 4
Period: 2009-07-26
Naugatuck Valley Financial CorpNVSL
Alegi Dominic J Jr
Executive Vice President
Transactions
  • Tax Payment

    Common Stock

    2009-07-26$6.20/sh−1,200$7,440→ 6,980 total
Holdings

  • Common Stock

    (indirect: as UGMA custodian for granddaughter 2)
    100

  • Common Stock

    (indirect: By ESOP)
    2,889

  • Common Stock

    (indirect: By IRA)
    3,000

  • Stock Options (right to buy)

    Exercise: $11.10From: 2006-07-26Exp: 2015-07-26→ Common Stock (22,000 underlying)
    22,000

  • Common Stock

    (indirect: as UTMA custodian for granddaughter 1)
    200

  • Common Stock

    (indirect: By Stock Award)
    2,800

  • Common Stock

    (indirect: By 401(k))
    9,463
Footnotes (4)
  • [F1]Since the reporting person's last report 2,800 shares previously held through Stock Award vested to direct ownership.
  • [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
  • [F3]Stock Awards granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
  • [F4]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.

Documents

1 file
  • 4
    doc4.xmlPrimary