4//SEC Filing
Alegi Dominic J Jr 4
Accession 0001225208-09-016142
CIK 0001293413other
Filed
Jul 27, 8:00 PM ET
Accepted
Jul 28, 6:26 PM ET
Size
12.3 KB
Accession
0001225208-09-016142
Insider Transaction Report
Form 4
Alegi Dominic J Jr
Executive Vice President
Transactions
- Tax Payment
Common Stock
2009-07-26$6.20/sh−1,200$7,440→ 6,980 total
Holdings
- 100(indirect: as UGMA custodian for granddaughter 2)
Common Stock
- 2,889(indirect: By ESOP)
Common Stock
- 3,000(indirect: By IRA)
Common Stock
- 22,000
Stock Options (right to buy)
Exercise: $11.10From: 2006-07-26Exp: 2015-07-26→ Common Stock (22,000 underlying) - 200(indirect: as UTMA custodian for granddaughter 1)
Common Stock
- 2,800(indirect: By Stock Award)
Common Stock
- 9,463(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Since the reporting person's last report 2,800 shares previously held through Stock Award vested to direct ownership.
- [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- [F3]Stock Awards granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
- [F4]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
Documents
Issuer
Naugatuck Valley Financial Corp
CIK 0001293413
Entity typeother
Related Parties
1- filerCIK 0001296131
Filing Metadata
- Form type
- 4
- Filed
- Jul 27, 8:00 PM ET
- Accepted
- Jul 28, 6:26 PM ET
- Size
- 12.3 KB