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Naugatuck Valley Financial Corp·4

Jul 28, 6:26 PM ET

Alegi Dominic J Jr 4

4 · Naugatuck Valley Financial Corp · Filed Jul 28, 2009

Insider Transaction Report

Form 4
Period: 2009-07-26
Naugatuck Valley Financial CorpNVSL
Alegi Dominic J Jr
Executive Vice President
Transactions
  • Tax Payment

    Common Stock

    [F1]
    2009-07-26$6.20/sh−1,200$7,440→ 6,980 total
Holdings

  • Common Stock

    (indirect: as UGMA custodian for granddaughter 2)
    100

  • Common Stock

    (indirect: as UTMA custodian for granddaughter 1)
    200

  • Common Stock

    [F2]
    (indirect: By 401(k))
    9,463

  • Common Stock

    [F2]
    (indirect: By ESOP)
    2,889

  • Common Stock

    (indirect: By IRA)
    3,000

  • Common Stock

    (indirect: By Spouse)
    100

  • Common Stock

    (indirect: By Spouse)
    100

  • Common Stock

    [F1][F3]
    (indirect: By Stock Award)
    2,800

  • Stock Options (right to buy)

    [F4]
    Exercise: $11.10From: 2006-07-26Exp: 2015-07-26→ Common Stock (22,000 underlying)
    22,000
Footnotes (4)
  • [F1]Since the reporting person's last report 2,800 shares previously held through Stock Award vested to direct ownership.
  • [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
  • [F3]Stock Awards granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
  • [F4]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
Signature
Sean P. Kehoe, Power of Attorney|2009-07-28

Documents

1 file
  • 4
    doc4.xmlPrimary