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4//SEC Filing

GRAVELINE MARK S 4

Accession 0001225208-09-016143

CIK 0001293413other
View on SEC.govCompany Profile

Filed

Jul 27, 8:00 PM ET

Accepted

Jul 28, 6:26 PM ET

Size

12.3 KB

Accession

0001225208-09-016143

Insider Transaction Report

Form 4
Period: 2009-07-26
Naugatuck Valley Financial CorpNVSL
GRAVELINE MARK S
SVP & Chief Lending Officer
Transactions
  • Tax Payment

    Common Stock

    2009-07-26$6.20/sh−77$477→ 3,690 total
  • Tax Payment

    Common Stock

    2009-07-26$6.20/sh−343$2,127→ 3,347 total
Holdings

  • Common Stock

    (indirect: By ESOP)
    1,708

  • Common Stock

    (indirect: By Stock Award)
    800

  • Stock Options (right to buy)

    Exercise: $11.10From: 2009-07-26Exp: 2018-07-26→ Common Stock (1,000 underlying)
    1,000

  • Stock Options (right to buy)

    Exercise: $11.10From: 2006-07-26Exp: 2015-07-26→ Common Stock (8,000 underlying)
    8,000
Footnotes (8)
  • [F1]Since the reporting person's last report 800 shares previously held through Stock Award and 200 shares previously held through Stock Award II have vested and are now owned directly.
  • [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
  • [F3]Since the reporting person's last report 800 shares previously held through Stock Award vested and are now owned directly.
  • [F4]Stock Awards granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
  • [F5]Since the reporting person's last report 200 shares previously held through Stock Award vested and are now owned directly.
  • [F6]Stock Awards granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2009.
  • [F7]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
  • [F8]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2009.

Documents

1 file

Issuer

Naugatuck Valley Financial Corp

CIK 0001293413

→
Entity typeother

Related Parties

1
  • filerCIK 0001319488

Filing Metadata

Form type
4
Filed
Jul 27, 8:00 PM ET
Accepted
Jul 28, 6:26 PM ET
Size
12.3 KB
View on SEC.gov