GRAVELINE MARK S 4
4 · Naugatuck Valley Financial Corp · Filed Jul 28, 2009
Insider Transaction Report
Form 4
GRAVELINE MARK S
SVP & Chief Lending Officer
Transactions
- Tax Payment
Common Stock
2009-07-26$6.20/sh−77$477→ 3,690 total - Tax Payment
Common Stock
2009-07-26$6.20/sh−343$2,127→ 3,347 total
Holdings
- 1,708(indirect: By ESOP)
Common Stock
- 800(indirect: By Stock Award)
Common Stock
- 1,000
Stock Options (right to buy)
Exercise: $11.10From: 2009-07-26Exp: 2018-07-26→ Common Stock (1,000 underlying) - 8,000
Stock Options (right to buy)
Exercise: $11.10From: 2006-07-26Exp: 2015-07-26→ Common Stock (8,000 underlying)
Footnotes (8)
- [F1]Since the reporting person's last report 800 shares previously held through Stock Award and 200 shares previously held through Stock Award II have vested and are now owned directly.
- [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- [F3]Since the reporting person's last report 800 shares previously held through Stock Award vested and are now owned directly.
- [F4]Stock Awards granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
- [F5]Since the reporting person's last report 200 shares previously held through Stock Award vested and are now owned directly.
- [F6]Stock Awards granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2009.
- [F7]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
- [F8]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2009.