GRAVELINE MARK S 4

4 · Naugatuck Valley Financial Corp · Filed Jul 28, 2009

Form 4

Period: 2009-07-26

SVP & Chief Lending Officer

Transactions

Holdings

Common Stock
[F2]
(indirect: By ESOP)
1,708
Common Stock
[F3][F4]
(indirect: By Stock Award)
800
Common Stock
[F5][F6]
(indirect: By Stock Award II)
800
Stock Options (right to buy)
[F7]
Exercise: $11.10From: 2006-07-26Exp: 2015-07-26→ Common Stock (8,000 underlying)
8,000
Stock Options (right to buy)
[F8]
Exercise: $11.10From: 2009-07-26Exp: 2018-07-26→ Common Stock (1,000 underlying)
1,000

Footnotes (8)

[F1]Since the reporting person's last report 800 shares previously held through Stock Award and 200 shares previously held through Stock Award II have vested and are now owned directly.
[F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
[F3]Since the reporting person's last report 800 shares previously held through Stock Award vested and are now owned directly.
[F4]Stock Awards granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
[F5]Since the reporting person's last report 200 shares previously held through Stock Award vested and are now owned directly.
[F6]Stock Awards granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2009.
[F7]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2006.
[F8]Stock Options granted pursuant to the Naugatuck Valley Financial Corporation 2005 Equity Incentive Plan vest in five equal annual installments commencing on July 26, 2009.

Signature

Sean P. Kehoe, Power of Attorney|2009-07-28

Documents

1 file