4//SEC Filing
CROWLEY WILLIAM J JR 4
Accession 0001225208-09-016725
CIK 0001301063other
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 5:12 PM ET
Size
10.9 KB
Accession
0001225208-09-016725
Insider Transaction Report
Form 4
CROWLEY WILLIAM J JR
Director
Transactions
- Exercise/Conversion
Common Stock
2009-07-31+5,350→ 21,850 total - Award
Common Stock
2009-07-31+336→ 4,336 total(indirect: By Spouse) - Exercise/Conversion
Restricted Stock Units
2009-07-31−5,350→ 0 totalExercise: $0.00→ Common Stock (5,350 underlying) - Award
Common Stock
2009-07-31+1,835→ 23,685 total
Footnotes (4)
- [F1]Reporting person was granted 5,350 Restricted Stock Units on January 1, 2009 pursuant to the Company's 2004 Amended and Restated Stock Incentive Plan. The Company's Compensation Committee approved the accelerated vesting on July 31, 2009 of all of the 5,350 Restricted Stock Units, pursuant to the Agreement and Plan of Merger between Alpha Natural Resources, Inc. and Foundation Coal Holdings, Inc. dated May 11, 2009 (the "Merger Agreement") which was renamed Alpha Natural Resources, Inc., in connection with the merger "New Alpha".
- [F2]Reporting person received 1,835 shares pursuant to the 1.084 exchange ratio under the terms of the Merger Agreement; this transaction is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934.
- [F3]Reporting person's spouse received 336 shares pursuant to the 1.084 exchange ratio under the terms of the Merger Agreement; this transaction is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934.
- [F4]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
Documents
Issuer
Alpha Natural Resources, Inc.
CIK 0001301063
Entity typeother
Related Parties
1- filerCIK 0001255809
Filing Metadata
- Form type
- 4
- Filed
- Aug 3, 8:00 PM ET
- Accepted
- Aug 4, 5:12 PM ET
- Size
- 10.9 KB