HOLDGES STACY M 4
4 · SWS GROUP INC · Filed Aug 26, 2009
Insider Transaction Report
Form 4
HOLDGES STACY M
Executive Vice President
Transactions
- Award
Deferred Compensation Phantom Stock
2009-06-30+63→ 4,261 totalExercise: $0.00→ Common Stock $.10 Par Value (63 underlying) - Tax Payment
Common Stock $.10 Par Value
2009-08-24−262→ 13,406 total - Award
Common Stock $.10 Par Value
2009-08-24+2,283→ 13,668 total - Tax Payment
Common Stock $.10 Par Value
2009-08-25−447→ 12,959 total - Small Acquisition
Common Stock $.10 Par Value
2009-06-30+365→ 5,999 total(indirect: 401 (k))
Footnotes (3)
- [F1]Restricted Stock Grant
- [F2]Shares withheld for tax liability by withholding vesting of securities under restricted stock grant.
- [F3]Shares of deferred compensation phantom stock become payable in common stock on a 1-for-1 basis upon the reporting person's termination of service with the Issuer or at the election of the reporting person during a sixty (60) day period commencing immediately after the first day of any plan year at least four (4) years after the deferral.