4//SEC Filing
Hamick Timothy J 4
Accession 0001225208-09-017909
CIK 0000878520other
Filed
Aug 25, 8:00 PM ET
Accepted
Aug 26, 6:13 PM ET
Size
8.8 KB
Accession
0001225208-09-017909
Insider Transaction Report
Form 4
Hamick Timothy J
Executive Vice President
Transactions
- Award
Deferred Compensation Phantom Stock
2009-06-30+19→ 1,321 totalExercise: $0.00→ Common Stock $.10 Par Value (19 underlying) - Award
Common Stock $.10 Par Value
2009-08-24+9,134→ 37,297 total - Tax Payment
Common Stock $.10 Par Value
2009-08-25−674→ 36,623 total
Footnotes (3)
- [F1]Restricted Stock Grant
- [F2]Shares withheld for tax liability by withholding vesting of securities under restricted stock grant.
- [F3]Shares of deferred compensation phantom stock become payable in common stock on a 1-for-1 basis upon the reporting person's termination of service with the Issuer or at the election of the reporting person during a sixty (60) day period commencing immediately after the first day of any plan year at least four (4) years after the deferral.
Documents
Issuer
SWS GROUP INC
CIK 0000878520
Entity typeother
Related Parties
1- filerCIK 0001419429
Filing Metadata
- Form type
- 4
- Filed
- Aug 25, 8:00 PM ET
- Accepted
- Aug 26, 6:13 PM ET
- Size
- 8.8 KB