4//SEC Filing
TUBB ALLEN R 4
Accession 0001225208-09-017910
CIK 0000878520other
Filed
Aug 25, 8:00 PM ET
Accepted
Aug 26, 6:13 PM ET
Size
7.2 KB
Accession
0001225208-09-017910
Insider Transaction Report
Form 4
TUBB ALLEN R
Secretary
Transactions
- Award
Common Stock $.10 Par Value
2009-08-24+1,083→ 5,059 total - Award
Deferred Compensation Phantom Stock
2009-06-30+13→ 620 totalExercise: $0.00→ Common Stock $.10 Par Value (13 underlying)
Footnotes (2)
- [F1]Restricted Stock Grant
- [F2]Shares of deferred compensation phantom stock become payable in common stock on a 1-for-1 basis upon the reporting person's termination of service with the Issuer or at the election of the reporting person during a sixty (60) day period commencing immediately after the first day of any plan year at least four (4) years after the deferral.
Documents
Issuer
SWS GROUP INC
CIK 0000878520
Entity typeother
Related Parties
1- filerCIK 0001249605
Filing Metadata
- Form type
- 4
- Filed
- Aug 25, 8:00 PM ET
- Accepted
- Aug 26, 6:13 PM ET
- Size
- 7.2 KB