Holt John L JR 4
4 · SWS GROUP INC · Filed Aug 26, 2009
Insider Transaction Report
Form 4
Holt John L JR
Executive Vice President
Transactions
- Award
Deferred Compensation Phantom Stock
2009-08-24+608→ 2,588 totalExercise: $0.00→ Common Stock $.10 Par Value (608 underlying) - Award
Common Stock $.10 Par Value
2009-08-24+23,552→ 52,760 total - Tax Payment
Common Stock $.10 Par Value
2009-08-25−407→ 52,251 total - Tax Payment
Common Stock $.10 Par Value
2009-08-24−102→ 52,658 total
Holdings
- 10,000(indirect: By IRA)
Common Stock $.10 Par Value
Footnotes (3)
- [F1]Restricted Stock Grant
- [F2]Shares withheld for tax liability by withholding vesting of securities under restricted stock grant.
- [F3]Shares of deferred compensation phantom stock become payable in common stock on a 1-for-1 basis upon the reporting person's termination of service with the Issuer or at the election of the reporting person during a sixty (60) day period commencing immediately after the first day of any plan year at least four (4) years after the deferral.