HULTGREN DONALD W 4
4 · SWS GROUP INC · Filed Aug 26, 2009
Insider Transaction Report
Form 4
HULTGREN DONALD W
DirectorCEO
Transactions
- Award
Common Stock $.10 Par Value
2009-08-24+4,567→ 129,480 total - Tax Payment
Common Stock $.10 Par Value
2009-08-25−929→ 128,027 total - Small Acquisition
Common Stock $.10 Par Value
2009-06-30+400→ 6,573 total(indirect: 401 (k)) - Tax Payment
Common Stock $.10 Par Value
2009-08-24−524→ 128,956 total - Award
Deferred Compensation Phantom Stock
2009-06-30+49→ 2,417 totalExercise: $0.00→ Common Stock $.10 Par Value (49 underlying)
Footnotes (3)
- [F1]Restricted Stock Grant
- [F2]Shares withheld for tax liability by withholding vesting of securities under restricted stock grant.
- [F3]Shares of deferred compensation phantom stock become payable in common stock on a 1-for-1 basis upon the reporting person's termination of service with the Issuer or at the election of the reporting person during a sixty (60) day period commencing immediately after the first day of any plan year at least four (4) years after the deferral.