4//SEC Filing
LITTON RICHARD H 4
Accession 0001225208-09-017921
CIK 0000878520other
Filed
Aug 25, 8:00 PM ET
Accepted
Aug 26, 6:14 PM ET
Size
7.2 KB
Accession
0001225208-09-017921
Insider Transaction Report
Form 4
LITTON RICHARD H
Executive Vice President
Transactions
- Award
Common Stock $.10 Par Value
2009-08-24+2,283→ 38,130 total - Award
Deferred Compensation Phantom Stock
2009-06-30+14→ 707 totalExercise: $0.00→ Common Stock $.10 Par Value (14 underlying)
Footnotes (2)
- [F1]Restricted Stock Grant
- [F2]Shares of deferred compensation phantom stock become payable in common stock on a 1-for-1 basis upon the reporting person's termination of service with the Issuer or at the election of the reporting person during a sixty (60) day period commencing immediately after the first day of any plan year at least four (4) years after the deferral.
Documents
Issuer
SWS GROUP INC
CIK 0000878520
Entity typeother
Related Parties
1- filerCIK 0001249599
Filing Metadata
- Form type
- 4
- Filed
- Aug 25, 8:00 PM ET
- Accepted
- Aug 26, 6:14 PM ET
- Size
- 7.2 KB