Home/Filings/4/0001225208-09-018604
4//SEC Filing

HOLDGES STACY M 4

Accession 0001225208-09-018604

CIK 0000878520other

Filed

Sep 7, 8:00 PM ET

Accepted

Sep 8, 6:00 PM ET

Size

5.7 KB

Accession

0001225208-09-018604

Insider Transaction Report

Form 4
Period: 2009-09-04
HOLDGES STACY M
Executive Vice President
Transactions
  • Award

    Deferred Compensation Phantom Stock

    2009-09-04+1154,376 total
    Exercise: $0.00Common Stock $.10 Par Value (115 underlying)
Footnotes (1)
  • [F1]Shares of deferred compensation phantom stock become payable in common stock on a 1-for-1 basis upon the reporting person's termination of service with the Issuer or at the election of the reporting person during a sixty (60) day period commencing immediately after the first day of any plan year at least four (4) years after the deferral.

Documents

1 file

Issuer

SWS GROUP INC

CIK 0000878520

Entity typeother

Related Parties

1
  • filerCIK 0001249618

Filing Metadata

Form type
4
Filed
Sep 7, 8:00 PM ET
Accepted
Sep 8, 6:00 PM ET
Size
5.7 KB