VINTON PAUL D 4
4 · SWS GROUP INC · Filed Sep 8, 2009
Insider Transaction Report
Form 4
VINTON PAUL D
Executive Vice President
Transactions
- Award
Deferred Compensation Phantom Stock
2009-09-04+537→ 4,767 totalExercise: $0.00→ Common Stock $.10 Par Value (537 underlying)
Footnotes (1)
- [F1]Shares of deferred compensation phantom stock become payable in common stock on a 1-for-1 basis upon the reporting person's termination of service with the Issuer or at the election of the reporting person during a sixty (60) day period commencing immediately after the first day of any plan year at least four (4) years after the deferral.