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4//SEC Filing

Locke Matthew 4

Accession 0001225208-09-021222

CIK 0001062438other
View on SEC.govCompany Profile

Filed

Oct 29, 8:00 PM ET

Accepted

Oct 30, 6:37 PM ET

Size

15.2 KB

Accession

0001225208-09-021222

Insider Transaction Report

Form 4
Period: 2009-10-28
PULASKI FINANCIAL CORPPULB
Locke Matthew
Pres. Mortgage Lending Div.
Transactions
  • Award

    Common Stock

    2009-10-28+3,393→ 3,393 total(indirect: By Stock Award)
Holdings

  • Stock Option (right to buy)

    Exercise: $11.13From: 2008-11-19Exp: 2017-11-19→ Common Stock (12,000 underlying)
    12,000

  • Stock Option (right to buy)

    Exercise: $7.70From: 2009-11-03Exp: 2018-11-03→ Common Stock (10,000 underlying)
    10,000

  • Stock Option (right to buy)

    Exercise: $5.55From: 2003-01-16Exp: 2012-01-16→ Common Stock (5,625 underlying)
    5,625

  • Common Stock

    44,305

  • Common Stock

    (indirect: By KSOP)
    13,382.1

  • Stock Option (right to buy)

    Exercise: $6.75From: 2003-11-29Exp: 2012-11-29→ Common Stock (7,500 underlying)
    7,500
Footnotes (5)
  • [F1]Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in full upon the later of: (1) three years from the date of grant; or (2) when any obligation arising from financial assistance provided to the Company under the Troubled Asset Relief Program's Capital Purchase Program is no longer outstanding, which does not include any period during which the federal government only holds warrants to purchase common stock of the Company.
  • [F2]This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to rule 16b-3(c).
  • [F3]Stock Options granted pursuant to the Pulaski Financial Corp. 2000 Stock-Based Incentive Plan are fully vested and exercisable.
  • [F4]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three equal annual installments commencing on November 19, 2008.
  • [F5]Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three equal annual installments commencing on November 3, 2009.

Documents

2 files

Issuer

PULASKI FINANCIAL CORP

CIK 0001062438

→
Entity typeother

Related Parties

1
  • filerCIK 0001415941

Filing Metadata

Form type
4
Filed
Oct 29, 8:00 PM ET
Accepted
Oct 30, 6:37 PM ET
Size
15.2 KB
View on SEC.gov