AVERITT RICHARD G 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Nov 17, 2009
Insider Transaction Report
Form 4
AVERITT RICHARD G
CEO - RJFS
Transactions
- Gift
Common Stock
2009-11-13−600→ 271,886 total
Holdings
- 42,361(indirect: ESOP)
Common Stock
- 15,000
Employee Stock Option (right to buy)
Exercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying) - 15,000
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying)
Footnotes (3)
- [F1]Includes number of shares acquired under ESOP through November 12, 2009
- [F2]Options currently exercisable - 3,750; Options Becoming exercisable - 3,750 on 12/01/2009, 3,750 on 12/01/2010 and 3,750 on 2/01/2011
- [F3]Options Becoming exercisable - 9,000 on 11/27/2010, 208 on 11/27/2011, 2,792 on 1/27/2012 and 3,000 on 1/27/2013