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AVERITT RICHARD G 4

Accession 0001225208-09-023327

CIK 0000720005other
View on SEC.govCompany Profile

Filed

Nov 26, 7:00 PM ET

Accepted

Nov 27, 5:25 PM ET

Size

9.7 KB

Accession

0001225208-09-023327

Insider Transaction Report

Form 4
Period: 2009-11-24
RAYMOND JAMES FINANCIAL INCRJF
AVERITT RICHARD G
CEO - RJFS
Transactions
  • Award

    Employee Stock Option (right to buy)

    2009-11-24+25,000→ 25,000 total
    Exercise: $25.28Exp: 2015-11-24→ Common Stock (25,000 underlying)
Holdings

  • Employee Stock Option (right to buy)

    Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying)
    15,000

  • Common Stock

    271,886

  • Common Stock

    (indirect: ESOP)
    42,361

  • Employee Stock Option (right to buy)

    Exercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying)
    15,000
Footnotes (4)
  • [F1]Includes number of shares acquired under ESOP through November 24, 2009
  • [F2]Options becoming exercisable - 15,000 on 11/24/2012, 5,000 on 11/24/2013, 5,000 on 11/24/2014
  • [F3]Options currently exercisable - 3,750; Options Becoming exercisable - 3,750 on 12/01/2009, 3,750 on 12/01/2010 and 3,750 on 2/01/2011
  • [F4]Options Becoming exercisable - 9,000 on 11/27/2010, 208 on 11/27/2011, 2,792 on 1/27/2012 and 3,000 on 1/27/2013

Documents

1 file

Issuer

RAYMOND JAMES FINANCIAL INC

CIK 0000720005

→
Entity typeother

Related Parties

1
  • filerCIK 0001185790

Filing Metadata

Form type
4
Filed
Nov 26, 7:00 PM ET
Accepted
Nov 27, 5:25 PM ET
Size
9.7 KB
View on SEC.gov