Home/Filings/4/0001225208-09-024309
4//SEC Filing

WORKMAN STEPHEN K 4

Accession 0001225208-09-024309

CIK 0001094739other

Filed

Dec 9, 7:00 PM ET

Accepted

Dec 10, 9:57 PM ET

Size

12.5 KB

Accession

0001225208-09-024309

Insider Transaction Report

Form 4
Period: 2009-12-08
WORKMAN STEPHEN K
Chief Financial Officer
Transactions
  • Award

    Common Stock

    2009-12-08+14,81281,697.25 total
  • Award

    Stock Option (Right to Buy)

    2009-12-08$8.29/sh+14,812$122,79114,812 total
    Exercise: $8.29From: 2009-03-08Exp: 2019-12-08Common Stock (14,812 underlying)
  • Award

    Common Stock

    2009-12-08+12,50094,197.25 total
  • Award

    Stock Option (Right to Buy)

    2009-12-08$8.29/sh+12,500$103,62512,500 total
    Exercise: $8.29From: 2010-09-01Exp: 2019-12-08Common Stock (12,500 underlying)
Footnotes (4)
  • [F1]These shares represent restricted stock units granted to the reporting person under the Issuer's 2005 Stock Incentive Plan. These units will vest quarterly over a four-year period from the Effective Date. If the reporting person's employment with the Issuer or its subsidiaries is voluntarily terminated or involuntarily terminated for Cause prior to vesting of restricted stock units granted herein, all unvested restricted stock units shall immediately and automatically be forfeited and returned to the Company. The units automatically vest as long as employment continues, and there is no expiration date.
  • [F2]These shares represent restricted stock units granted to the reporting person under the Issuer's 2005 Stock Incentive Plan. 25% of the units vest on September 1, 2010 and 6.25% quarterly thereafter over the next three years. If the reporting person's employment with the Issuer or its subsidiaries is voluntarily terminated or involuntarily terminated for Cause prior to vesting of restricted stock units granted herein, all unvested restricted stock units shall immediately and automatically be forfeited and returned to the Company. The units automatically vest as long as employment continues, and there is no expiration date.
  • [F3]Each Option shall vest and become exercisable, subject to the Optionee's continued service, with respect to six and one-quarter percent (6.25%) of such shares on each of the next sixteen (16) quarterly anniversaries of the Transaction date.
  • [F4]Each Option shall vest and become exercisable, subject to the Optionee's continued service, with respect to twenty-five percent (25%) of the shares subject to such Option on 09/01/2010 and with respect to an additional six and one-quarter percent (6.25%) of such shares on each of the next twelve (12) quarterly anniversaries of the Initial Vesting Date.

Documents

1 file

Issuer

FINISAR CORP

CIK 0001094739

Entity typeother

Related Parties

1
  • filerCIK 0001194536

Filing Metadata

Form type
4
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 9:57 PM ET
Size
12.5 KB