FREDERICK WILLIAM C MD 4
4 · NEW YORK COMMUNITY BANCORP INC · Filed Dec 16, 2009
Insider Transaction Report
Form 4
FREDERICK WILLIAM C MD
Director
Transactions
- Exercise/Conversion
Common Stock
2009-12-14$6.65/sh+32,640$217,056→ 366,756 total - Sale
Common Stock
2009-12-14$13.31/sh−27,360$364,107→ 339,396 total - Sale
Common Stock
2009-12-14$13.30/sh−32,640$434,112→ 306,756 total - Exercise/Conversion
Stock Option (right to buy)
2009-12-14−32,640→ 0 totalExercise: $6.65From: 2001-07-31Exp: 2010-02-17→ Common Stock (32,640 underlying)
Holdings
- 12,240(indirect: By IRA)
Common Stock
- 45,333
Stock Option (right to buy)
Exercise: $13.85From: 2003-07-24Exp: 2012-07-24→ Common Stock (45,333 underlying)
Footnotes (3)
- [F1]Shares were sold to repay a third party loan used to pay the reporting person's tax obligations stemming from the exercise of stock options from 2008.
- [F2]In connection with the merger of Richmond County with and into NYCB on July 31, 2001, each option to purchase one share of Richmond County common stock held by the reporting person was converted to an option to purchase 1.02 shares of NYCB common stock. The exercise price per share for each converted NYCB option was determined by dividing the exercise price of such option by the 1.02 ratio, with such quotient to be rounded to the nearest whole cent. These options are fully vested and were exercisable as of July 31, 2001.
- [F3]Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan are fully vested and exercisable as of July 24, 2005.