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4//SEC Filing

Fields Jill Allyn 4

Accession 0001225208-10-003172

CIK 0000275694other
View on SEC.govCompany Profile

Filed

Feb 1, 7:00 PM ET

Accepted

Feb 2, 5:44 PM ET

Size

15.8 KB

Accession

0001225208-10-003172

Insider Transaction Report

Form 4
Period: 2010-02-01
MASSMUTUAL CORPORATE INVESTORSMCI
Fields Jill Allyn
VPOther
Transactions
  • Other

    Babson Capital Non Qualified Thrift Plan

    2009-10-26$23.72/sh+45.882$1,088→ 2,225.279 total
    Exercise: $0.00→ Common Shares ("Shares of Beneficial Interest") (45.882 underlying)
  • Other

    Babson Capital Non Qualified Thrift Plan

    2009-12-31$25.10/sh+47.957$1,204→ 2,273.235 total
    Exercise: $0.00→ Common Shares ("Shares of Beneficial Interest") (47.957 underlying)
  • Other

    Babson Capital Non Qualified Thrift Plan

    2010-02-01$24.80/sh−212.774$5,277→ 2,064.195 total
    Exercise: $0.00→ Common Shares ("Shares of Beneficial Interest") (212.774 underlying)
  • Other

    Babson Capital Non Qualified Thrift Plan

    2009-05-18$22.65/sh+49.695$1,126→ 2,134.139 total
    Exercise: $0.00→ Common Shares ("Shares of Beneficial Interest") (49.695 underlying)
  • Other

    Babson Capital Non Qualified Thrift Plan

    2009-08-03$25.46/sh+45.257$1,152→ 2,179.397 total
    Exercise: $0.00→ Common Shares ("Shares of Beneficial Interest") (45.257 underlying)
Footnotes (4)
  • [F1]Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
  • [F2]Babson Capital and MassMutual each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of MassMutual Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of MassMutual Corporate Investors represented by the value of the MassMutual Corporate Investors investment option under the plan held by the plan participant.
  • [F3]Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.
  • [F4]The specific transaction itemized herein reflects a change in plan value on account of a distribution for a permitted plan event.

Documents

1 file

Issuer

MASSMUTUAL CORPORATE INVESTORS

CIK 0000275694

→
Entity typeother

Related Parties

1
  • filerCIK 0001388798

Filing Metadata

Form type
4
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 5:44 PM ET
Size
15.8 KB
View on SEC.gov