|4Feb 5, 8:45 AM ET

ZUBROW BARRY L 4

4 · J P MORGAN CHASE & CO · Filed Feb 5, 2010

Insider Transaction Report

Form 4
Period: 2010-02-03
ZUBROW BARRY L
Chief Risk Officer
Transactions
  • Award

    Stock Appreciation Rights

    2010-02-03+150,000150,000 total
    Exercise: $43.20Exp: 2020-01-20Common Stock (150,000 underlying)
  • Award

    Restricted Stock Units

    2010-02-03+69,45369,453 total
    Exercise: $0.00Exp: 2013-01-13Common Stock (69,453 underlying)
Footnotes (4)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
  • [F2]See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.
  • [F3]Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.
  • [F4]Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.

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