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4//SEC Filing

Galt Helen M 4

Accession 0001225208-10-004133

CIK 0001137774other
View on SEC.govCompany Profile

Filed

Feb 10, 7:00 PM ET

Accepted

Feb 11, 5:45 PM ET

Size

14.0 KB

Accession

0001225208-10-004133

Insider Transaction Report

Form 4
Period: 2010-02-09
PRUDENTIAL FINANCIAL INCPRU
Galt Helen M
Senior Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    2010-02-09+2,656→ 11,230 total
  • Tax Payment

    Common Stock

    2010-02-09$48.36/sh−872$42,170→ 10,358 total
  • Exercise/Conversion

    2007 Performance Shares

    2010-02-09−2,144→ 0 total
    Exercise: $0.00→ Common Stock (2,144 underlying)
  • Award

    2010 Employee Stock Option (right to buy)

    2010-02-09+10,396→ 10,396 total
    Exercise: $48.36Exp: 2020-02-09→ Common Stock (10,396 underlying)
  • Award

    2010 Performance Shares

    2010-02-09+1,914→ 1,914 total
    Exercise: $0.00→ Common Stock (1,914 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    1,312
Footnotes (6)
  • [F1]The Compensation Committee awarded these shares, the holdings of which were originally reported on a Form 3 filed with the SEC on June 12, 2007, based upon performance relative to the goals of an average Return On Equity (ROE) and Compounded Annual Growth Rate (CAGR) in Earnings Per Share (EPS) over the 2007 through 2009 performance period.
  • [F2]Represents shares withheld for the payment of taxes.
  • [F3]Beneficial ownership includes shares acquired under The Prudential Employee Savings Plan which are exempt transactions pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
  • [F4]The options vest in three equal annual installments beginning on February 9, 2011.
  • [F5]The performance shares convert to common stock on a 1 to 1 basis.
  • [F6]Represents the target number of shares to be received upon attainment of the Company's annual EPS and ROE goals over the 2010 through 2012 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2013.

Documents

1 file

Issuer

PRUDENTIAL FINANCIAL INC

CIK 0001137774

→
Entity typeother

Related Parties

1
  • filerCIK 0001403416

Filing Metadata

Form type
4
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 5:45 PM ET
Size
14.0 KB
View on SEC.gov