Winograd Bernard 4

4 · PRUDENTIAL FINANCIAL INC · Filed Feb 11, 2010

Form 4

Period: 2010-02-09

Executive Vice President

Transactions

Exercise/Conversion
Common Stock
2010-02-09+15,581→ 51,486 total
Exercise/Conversion
2007 Performance Shares
2010-02-09−12,582→ 0 total
Exercise: $0.00→ Common Stock (12,582 underlying)
Award
2010 Performance Shares
2010-02-09+9,568→ 9,568 total
Exercise: $0.00→ Common Stock (9,568 underlying)
Tax Payment
Common Stock
2010-02-09$48.36/sh−7,047$340,793→ 44,439 total
Award
2010 Employee Stock Option (right to buy)
2010-02-09+51,976→ 51,976 total
Exercise: $48.36Exp: 2020-02-09→ Common Stock (51,976 underlying)

Holdings

Footnotes (6)

[F1]The Compensation Committee awarded these shares, the grant of which was made on February 13, 2007, and originally reported on a Form 4 filed with the SEC on February 15, 2007, based upon performance relative to the goals of an average Return On Equity (ROE) and Compounded Annual Growth Rate (CAGR) in Earnings Per Share (EPS) over the 2007 through 2009 performance period.
[F2]Represents shares withheld for the payment of taxes.
[F3]Beneficial ownership includes shares acquired under The Prudential Employee Savings Plan which are exempt transactions pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
[F4]The options vest in three equal annual installments beginning on February 9, 2011.
[F5]The performance shares convert to common stock on a 1 to 1 basis.
[F6]Represents the target number of shares to be received upon attainment of the Company's annual EPS and ROE goals over the 2010 through 2012 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2013.

Documents

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