4//SEC Filing
Verfuerth Patricia A 4
Accession 0001225208-10-007191
CIK 0001409375other
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 6:02 PM ET
Size
20.3 KB
Accession
0001225208-10-007191
Insider Transaction Report
Form 4
Verfuerth Patricia A
VP of Operations
Transactions
- Sale
Common Stock
2010-03-02$5.42/sh−20,000$108,330→ 1,937,861 total(indirect: By Spouse) - Sale
Common Stock
2010-03-03$5.31/sh−20,000$106,266→ 1,917,861 total(indirect: By Spouse) - Sale
Common Stock
2010-03-04$5.19/sh−20,000$103,766→ 1,897,861 total(indirect: By Spouse)
Holdings
- 40,000
Stock Options (right to buy)
Exercise: $2.20Exp: 2016-12-20→ Common Stock (40,000 underlying) - 125,974
Stock Options (right to buy)
Exercise: $4.49From: 2008-07-27Exp: 2011-07-27→ Common Stock (125,974 underlying) - 204,546(indirect: By Spouse)
Stock Options (right to buy)
Exercise: $2.20Exp: 2016-12-20→ Common Stock (204,546 underlying) - 108,911(indirect: By Spouse)
Stock Options (right to buy)
Exercise: $5.35Exp: 2018-08-08→ Common Stock (108,911 underlying) - 35,276(indirect: By Spouse)
Stock Options (right to buy)
Exercise: $3.78Exp: 2019-05-19→ Common Stock (35,276 underlying) - 769,234
Common Stock
- 1,650
Stock Options (right to buy)
Exercise: $5.35Exp: 2018-08-08→ Common Stock (1,650 underlying) - 180,958(indirect: By Spouse)
Stock Options (right to buy)
Exercise: $4.49From: 2008-07-27Exp: 2011-07-27→ Common Stock (180,958 underlying)
Footnotes (9)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the spouse of the reporting person on February 16, 2010.
- [F2]The price in Column 4 is a weighted average price. The prices actually received ranged from $5.3290 to $5.5625. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- [F3]The price in Column 4 is a weighted average price. The prices actually received ranged from $5.2500 to $5.4310. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- [F4]The price in Column 4 is a weighted average price. The prices actually received ranged from $5.11 to $5.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- [F5]Grant to reporting person of option to buy shares under the 2004 Equity Incentive Plan. This option, granted December 20, 2006, vests and becomes exercisable in 20% increments on December 20, 2007, 2008, 2009, 2010 and 2011, respectively.
- [F6]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 8, 2008, vests and becomes exercisable in 20% increments on August 8, 2009, 2010, 2011, 2012 and 2013, respectively.
- [F7]Grant to reporting person of option to buy shares under the 2004 Equity Incentive Plan. This option, granted July 27, 2007, becomes fully exercisable on 07/27/2008.
- [F8]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, vests and becomes exercisable in 20% increments on May 19, 2010, 2011, 2012, 2013 and 2014, respectively.
- [F9]Grant to reporting person of option to buy shares under the 2004 Equity Incentive Plan. This option, granted July 27, 2007, becomes fully exercisable on July 27, 2008.
Documents
Issuer
ORION ENERGY SYSTEMS, INC.
CIK 0001409375
Entity typeother
Related Parties
1- filerCIK 0001418599
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 6:02 PM ET
- Size
- 20.3 KB