4//SEC Filing
RIESS RICHARD K 4
Accession 0001225208-10-008440
CIK 0000720005other
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 3:06 PM ET
Size
9.6 KB
Accession
0001225208-10-008440
Insider Transaction Report
Form 4
RIESS RICHARD K
Executive Vice President
Transactions
- Gift
Common Stock
2010-03-16−3,650→ 36,405 total
Holdings
- 429(indirect: ESOP)
Common Stock
- 15,000
Employee Stock Option (right to buy)
Exercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying) - 25,000
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2015-01-24→ Common Stock (25,000 underlying) - 15,000
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2013-01-27→ Common Stock (15,000 underlying)
Footnotes (4)
- [F1]Includes number of shares acquired under ESOP through March 15, 2010
- [F2]Options becoming exercisable - 15,000 on 11/24/2012, 5,000 on 11/24/2013, 5,000 on 11/24/2014
- [F3]Options Currently exercisable - 7,500; Options Becoming exercisable - 3,750 on 12/01/2010 and 3,750 on 2/01/2011
- [F4]Options Becoming exercisable - 9,000 on 11/27/2010, 3,000 on 11/27/2011 and 3,000 on 11/27/2012
Documents
Issuer
RAYMOND JAMES FINANCIAL INC
CIK 0000720005
Entity typeother
Related Parties
1- filerCIK 0001182228
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 3:06 PM ET
- Size
- 9.6 KB