AVERITT RICHARD G 4
4 · RAYMOND JAMES FINANCIAL INC · Filed Mar 22, 2010
Insider Transaction Report
Form 4
AVERITT RICHARD G
CEO - RJFS
Transactions
- Gift
Common Stock
2010-03-17−900→ 275,225 total - Gift
Common Stock
2010-03-17−180→ 277,025 total - Gift
Common Stock
2010-03-17−900→ 276,125 total
Holdings
- 42,587(indirect: ESOP)
Common Stock
- 25,000
Employee Stock Option (right to buy)
Exercise: $25.28Exp: 2016-01-24→ Common Stock (25,000 underlying) - 15,000
Employee Stock Option (right to buy)
Exercise: $24.97From: 2008-12-01Exp: 2012-02-01→ Common Stock (15,000 underlying) - 15,000
Employee Stock Option (right to buy)
Exercise: $30.44From: 2010-11-27Exp: 2014-01-27→ Common Stock (15,000 underlying)
Footnotes (4)
- [F1]Includes number of shares acquired under ESOP through March 16, 2010
- [F2]Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
- [F3]Options Currently exercisable - 7,500; Options Becoming exercisable - 3,750 on 12/01/2010 and 3,750 on 2/01/2011
- [F4]Options Becoming exercisable - 9,000 on 11/27/2010, 208 on 11/27/2011, 2,792 on 1/27/2012 and 3,000 on 1/27/2013