Debevec Edward B 4

Accession 0001225208-10-009105

CIK 0000928592other

Filed

Mar 29, 8:00 PM ET

Accepted

Mar 30, 8:25 PM ET

Size

24.8 KB

Accession

0001225208-10-009105

Form 4

Period: 2010-03-26

Treasurer & CFO

Transactions

Exercise of In-Money
Common Stock
2010-03-26$1.75/sh+22,380$39,165→ 43,367 total(indirect: By 401(k))
Award
Common Stock
2010-03-26$1.75/sh+2,643$4,625→ 3,711 total(indirect: By IRA)
Exercise of In-Money
Subscription Rights (Right to Buy)
2010-03-26−12,143→ 0 total(indirect: By 401(k))
Exercise: $1.75From: 2010-02-17Exp: 2010-03-26→ Common Stock (22,380.763 underlying)
Exercise of In-Money
Common Stock
2010-03-26$1.75/sh+1,968$3,444→ 5,679 total(indirect: By IRA)
Exercise of In-Money
Subscription Rights (Right to Buy)
2010-03-26−1,068→ 0 total(indirect: By IRA)
Exercise: $1.75From: 2010-02-17Exp: 2010-03-26→ Common Stock (1,968.431 underlying)

Holdings

Stock Option (Right to Buy)
Exercise: $6.10From: 2000-11-01Exp: 2010-11-01→ Common Stock (2,898 underlying)
2,898
Stock Option (Right to Buy)
Exercise: $12.32From: 2003-11-01Exp: 2013-11-01→ Common Stock (2,541 underlying)
2,541
Stock Option (Right to Buy)
Exercise: $11.10From: 2005-11-01Exp: 2015-11-01→ Common Stock (2,500 underlying)
2,500
Stock Option (Right to Buy)
Exercise: $6.95From: 1999-11-01Exp: 2009-11-01→ Common Stock (3,188 underlying)
3,188
Stock Option (Right to Buy)
Exercise: $7.05From: 2001-11-01Exp: 2011-11-01→ Common Stock (2,635 underlying)
2,635
Stock Option (Right to Buy)
Exercise: $8.31From: 2002-11-01Exp: 2012-11-01→ Common Stock (2,395 underlying)
2,395
Stock Option (Right to Buy)
Exercise: $10.64From: 2006-11-01Exp: 2016-11-01→ Common Stock (2,500 underlying)
2,500
Stock Option (Right to Buy)
Exercise: $4.02From: 2008-11-03Exp: 2018-11-03→ Common Stock (7,700 underlying)
7,700
Stock Option (Right to Buy)
Exercise: $12.40From: 2004-11-01Exp: 2014-11-01→ Common Stock (2,640 underlying)
2,640
Common Stock
8,415

Footnotes (3)

[F1]Pursuant to the rights offering of PVF Capital Corp., each subscription right entitled the shareholder to purchase 1.8431 shares of PVF Capital Corp. common stock at the subscription price of $1.75 per share. Each subscription right also entitled the shareholder to exercise an over-subscription privilege, subject to certain limitations and allotment, to purchase unsubscribed shares of common stock in the rights offering at the same subscription price of $1.75 per share. Fractional shares of common stock resulting from the exercise of subscription rights and the related over-subscription privilege were eliminated by rounding down to the nearest whole share.
[F2]The amount reflects the acquisition of shares pursuant to allocations under the 401(k) plan since the reporting person's last report, which are exempt under Rule 16b-3(c).
[F3]Options vest at the rate of 20% per year, with the first 20% becoming exerciseable on the date of the grant and each additional 20% becoming exerciseable on the anniversary date thereafter.

Documents

1 file

PVF CAPITAL CORP

CIK 0000928592

Entity typeother