4//SEC Filing
MALE JEFFREY N 4
Accession 0001225208-10-009107
CIK 0000928592other
Filed
Mar 29, 8:00 PM ET
Accepted
Mar 30, 8:25 PM ET
Size
23.2 KB
Accession
0001225208-10-009107
Insider Transaction Report
Form 4
PVF CAPITAL CORPPVFC
MALE JEFFREY N
E.V.P. & Secretary
Transactions
- Exercise of In-Money
Common Stock
2010-03-26$1.75/sh+16,587$29,027→ 30,076 total(indirect: By Spouse) - Exercise of In-Money
Common Stock
2010-03-26$1.75/sh+178,780$312,865→ 356,340 total(indirect: By Trust) - Exercise of In-Money
Common Stock
2010-03-26$1.75/sh+29,093$50,913→ 58,220 total(indirect: By Trust) - Exercise of In-Money
Subscription Rights (Right to Buy)
2010-03-26−33,500→ 0 total(indirect: By IRA)Exercise: $1.75From: 2010-02-17Exp: 2010-03-26→ Common Stock (61,743.85 underlying) - Exercise of In-Money
Subscription Rights (Right to Buy)
2010-03-26−97,000→ 0 total(indirect: By Trust)Exercise: $1.75From: 2010-02-17Exp: 2010-03-26→ Common Stock (178,780.7 underlying) - Exercise of In-Money
Subscription Rights (Right to Buy)
2010-03-26−9,000→ 0 total(indirect: By Spouse)Exercise: $1.75From: 2010-02-17Exp: 2010-03-26→ Common Stock (16,587.9 underlying) - Exercise of In-Money
Common Stock
2010-03-26$1.75/sh+61,743$108,050→ 98,084 total(indirect: By IRA) - Exercise of In-Money
Subscription Rights (Right to Buy)
2010-03-26−15,785→ 0 total(indirect: By Trust)Exercise: $1.75From: 2010-02-17Exp: 2010-03-26→ Common Stock (29,093.334 underlying)
Holdings
- 2,800
Stock Option (Right to Buy)
Exercise: $12.21From: 2005-11-01Exp: 2010-11-01→ Common Stock (2,800 underlying) - 33,423(indirect: By Trust)
Common Stock
- 4,300
Stock Option (Right to Buy)
Exercise: $4.42From: 2008-11-03Exp: 2013-11-02→ Common Stock (4,300 underlying) - 4,500
Stock Option (Right to Buy)
Exercise: $11.70From: 2006-11-01Exp: 2011-11-01→ Common Stock (4,500 underlying)
Footnotes (2)
- [F1]Pursuant to the rights offering of PVF Capital Corp., each subscription right entitled the shareholder to purchase 1.8431 shares of PVF Capital Corp. common stock at the subscription price of $1.75 per share. Each subscription right also entitled the shareholder to exercise an over-subscription privilege, subject to certain limitations and allotment, to purchase unsubscribed shares of common stock in the rights offering at the same subscription price of $1.75 per share. Fractional shares of common stock resulting from the exercise of subscription rights and the related over-subscription privilege were eliminated by rounding down to the nearest whole share.
- [F2]The amount reflects the acquisition of shares pursuant to allocations under the 401(k) plan since the reporting person's last report, which are exempt under Rule 16b-3(c).
Documents
Issuer
PVF CAPITAL CORP
CIK 0000928592
Entity typeother
Related Parties
1- filerCIK 0001232614
Filing Metadata
- Form type
- 4
- Filed
- Mar 29, 8:00 PM ET
- Accepted
- Mar 30, 8:25 PM ET
- Size
- 23.2 KB