FEDELI UMBERTO P 4
4 · PVF CAPITAL CORP · Filed Mar 30, 2010
Insider Transaction Report
Form 4
PVF CAPITAL CORPPVFC
FEDELI UMBERTO P
Director
Transactions
- Exercise of In-Money
Common Stock
2010-03-26$1.75/sh+18,431$32,254→ 28,431 total(indirect: By Foundation) - Exercise of In-Money
Common Stock
2010-03-26$1.75/sh+1,841$3,222→ 2,841 total(indirect: By Spouse) - Exercise of In-Money
Subscription Rights (Right to Buy)
2010-03-26−1,000→ 0 total(indirect: By Spouse)Exercise: $1.75From: 2010-02-17Exp: 2010-03-26→ Common Stock (1,843.1 underlying) - Exercise of In-Money
Subscription Rights (Right to Buy)
2010-03-26−624,000→ 0 totalExercise: $1.75From: 2010-02-17Exp: 2010-03-26→ Common Stock (1,150,094.4 underlying) - Exercise of In-Money
Common Stock
2010-03-26$1.75/sh+1,150,094$2,012,665→ 1,831,142 total - Award
Common Stock
2010-03-26$1.75/sh+580,261$1,015,457→ 2,411,403 total - Exercise of In-Money
Subscription Rights (Right to Buy)
2010-03-26−10,000→ 0 total(indirect: By Foundation)Exercise: $1.75From: 2010-02-17Exp: 2010-03-26→ Common Stock (18,431 underlying)
Holdings
- 159,470
Common Stock Warrants (right to buy)
From: 2010-03-16Exp: 2015-03-16→ Common Stock (159,470 underlying)
Footnotes (2)
- [F1]Pursuant to the rights offering of PVF Capital Corp., each subscription right entitled the shareholder to purchase 1.8431 shares of PVF Capital Corp. common stock at the subscription price of $1.75 per share. Each subscription right also entitled the shareholder to exercise an over-subscription privilege, subject to certain limitations and allotment, to purchase unsubscribed shares of common stock in the rights offering at the same subscription price of $1.75 per share. Fractional shares of common stock resulting from the exercise of subscription rights and the related over-subscription privilege were eliminated by rounding down to the nearest whole share.
- [F2]The exercise price for the shares underlying the A Warrant will be the lesser of (i) $4.00 per share; (ii) $2.14 per share; or (iii) if during the term of the warrants the Company sells shares of common stock in a public or private offering, the price at which shares are sold in that offering.