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4//SEC Filing

RITTER C DOWD 4

Accession 0001225208-10-009422

CIK 0001281761other
View on SEC.govCompany Profile

Filed

Mar 31, 8:00 PM ET

Accepted

Apr 1, 5:12 PM ET

Size

16.9 KB

Accession

0001225208-10-009422

Insider Transaction Report

Form 4
Period: 2010-03-31
REGIONS FINANCIAL CORPRF
RITTER C DOWD
DirectorChairman, President, and CEO
Transactions
  • Tax Payment

    Common Stock

    2010-03-31$7.85/sh−17,277$135,624→ 918,557 total
  • Disposition to Issuer

    Restricted Stock Units

    2010-03-31−404,984→ 0 total
    From: 2007-10-01Exp: 2012-10-02→ Common Stock (404,984 underlying)
  • Disposition to Issuer

    Common Stock

    2010-03-31−158,148→ 760,409 total
  • Award

    Restricted Stock Units

    2010-03-31+17,366.56→ 413,924.61 total
    → Common Stock (17,366.56 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2010-03-31−128,045→ 963,563 total
    Exercise: $3.29From: 2010-02-24Exp: 2019-02-24→ Common Stock (128,045 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    114,533.518

  • Phantom Stock Units (401k)

    (indirect: Indirect - By 401 (k) Supplemental Plan)
    83,445.478

  • Common Stock

    (indirect: By GRAT)
    485,000

  • Common Stock

    (indirect: By Spouse)
    15,416
Footnotes (7)
  • [F1]Delivery of shares for payment of tax liability incident to the vesting of restricted stock.
  • [F2]Forfeiture of 158,148 shares of performance-based restricted stock in accordance with the Interim Final Rule on TARP Standards for Compensation and Corporate Governance. Remaining 490,267 shares of performance-based restricted stock are still subject to the performance vesting requirements, with the earliest possible vesting date 90 days from February 24, 2012.
  • [F3]The restricted stock units represent a pro rata portion of the salary stock component of the reporting person's 2010 compensation, net of any applicable witholdings and deductions. For more information, please see the Current Report on Form 8-K filed by Regions Financial Corporation on December 11, 2009.
  • [F4]Each restricted stock unit is the equivalent of one share of Regions Financial Corporation common stock.
  • [F5]One-half of the restricted stock units will be settled in cash as of January 1, 2011 and one-half as of January 1, 2012.
  • [F6]Forfeiture of restricted stock units by virtue of termination of employment prior to vesting.
  • [F7]Cancellation of employee stock options by virtue of termination of employment in accordance with the Interim Final Rule on TARP Standards for Compensation and Corporate Governance. Remaining options are exercisable and remain exercisable until original expiration date.

Documents

1 file

Issuer

REGIONS FINANCIAL CORP

CIK 0001281761

→
Entity typeother

Related Parties

1
  • filerCIK 0001217175

Filing Metadata

Form type
4
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 5:12 PM ET
Size
16.9 KB
View on SEC.gov